Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Joseph BensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Brant Giere, Lisa SzucsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21011-20-2012
Bryan Jones, James WoodsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21011-15-2011
Charles Joseph BoulwareMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2014
Chelsie Brenneman GibsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-16-2013
Cheryl L Amato LidawerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
David Patrick LangeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2017
Elizabeth Ann Goldthwaite, Tiffany Marie SafranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$7012-02-2016
James C. HallMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2013
James Desportes BishopMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2012
James Michael WoodsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-09-2011
James Richard Sophia Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Jeffrey David McGloneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-26-2019
Jeffrey David StanleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2013
Jeffrey Joon Yee TongMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2016
Jennifer Daniels, Karen LevyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15112-06-2013
Jennifer Lonsburry Daniels, Karen F. LevyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2013
Jill Elaine BracciMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-17-2017
John Brison GlueckertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Jon Cleavland PeavyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-20-2017
Jon Edward LawrenceMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-04-2016
Kathy Jean KapplerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2014
Kelly Ann Draper, David Robert Snell, Gerald R. Beale Jr., Andrew D SnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2017
Kevin C. MitchellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2011
Kris Jonathan BrennemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2013
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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