Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kylee OneilUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
Patrick Michael FordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2019
Melinda Marie KoehlerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-05-2018
James Donald SchadeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
Mark Robert HenestofelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
Justin L. WeismanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2018
Jacquelin Marie KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-27-2017
Donald C KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27406-27-2017
Jacob Michael McDonaldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2017
Mark A. ConradUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2016
Tim David FosterUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26011-10-2016
Kenneth Casey KavanaughUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
John Michael MossUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-05-2016
Benjamin KirkseyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-26-2015
Randale John HonakerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-09-2014
David Lee NeerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2014
Patrick M. SledzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2014
Adam J FranklinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2013
William C MurrayUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2013
Renee Ann MilyioriUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2012
John T. O'BrienUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2012
Robert Doan Hopkins AnningUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-20-2012
Tollie Hunsucker ChavisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2012
John Hopkins AnningUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-20-2012
Donald Edward FullerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2012
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.