Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austin Lacey Alamander HolbrookNatcity Investments, Inc.MetLife Securities Inc.01-26-2009
Brian J. BeckerAmeriprise Financial Services, LLCMetLife Securities Inc.03-13-2013
Brian John KulakJ.P. Morgan Securities LLCMetLife Securities Inc.$2510-31-2013
Bruce Allen JosephRaymond James Financial Services, Inc.MetLife Securities Inc.01-07-2016
Charles Wilber McCoy IISecurities Brokerage ServicesMetLife Securities Inc.$15005-26-2015
Daniel K. OhFidelity Brokerage Services LLCMetLife Securities Inc.05-25-2016
Danielle Lynette SydnorPNC InvestmentsMetLife Securities Inc.$1012-28-2015
Daryl D SteelW&S Brokerage Services, Inc.MetLife Securities Inc.07-12-2016
Dean Joseph SmithLegend Equities CorporationMetLife Securities Inc.03-31-2016
Deborah Wallace AnzelcIndependent Financial Group, LLCMetLife Securities Inc.11-27-2015
Dennis James HarpEdward JonesMetLife Securities Inc.02-03-2017
Dennis Lee TravisThe O.N. Equity Sales CompanyMetLife Securities Inc.$5001-26-2011
E. James Camaglia Jr.Natcity Investments, Inc.MetLife Securities Inc.01-07-2009
Eric Lee RobertsAmeriprise Financial Services, LLCMetLife Securities Inc.$5005-09-2014
Franklin Frederick Walter IILegend Equities CorporationMetLife Securities Inc.07-09-2010
James Benson BartonFSC Securities CorporationMetLife Securities Inc.03-03-2015
James Edward KanodeLPL Financial LLCMetLife Securities Inc.08-22-2013
Jason R. BorrassoStratos Wealth Partners, LtdMetLife Securities Inc.$1802-23-2017
Jeremy James PhelpsPNC InvestmentsMetLife Securities Inc.07-12-2016
Joseph Samuel HansonThe O.N. Equity Sales CompanyMetLife Securities Inc.02-13-2012
Joshua Lee WinklerLincoln Financial Advisors CorporationMetLife Securities Inc.$2506-04-2015
Julie Michelle RieseckFidelity Brokerage Services LLCMetLife Securities Inc.05-01-2015
Kelli Ann LynnPrincipal Securities, Inc.MetLife Securities Inc.01-29-2016
Kevin Gerald HagertyCambridge Investment Research, Inc.MetLife Securities Inc.12-03-2012
Lenny J. FrazzittaThe Huntington Investment CompanyMetLife Securities Inc.01-31-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.