Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Matthew PrisbyWells Fargo Clearing Services, LLCMorgan Stanley$105-24-2019
James Matthew PrisbyWells Fargo Clearing Services, LLC Morgan Stanley$105-24-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Allen Clement CrockWells Fargo Clearing Services, LLCMorgan Stanley$5009-28-2018
Michael Scott McculloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Thomas K ArbeznikRobert W. Baird & Co. IncorporatedMorgan Stanley$5008-17-2018
Peter William Swenty IIKestra Investment Services, LLCMorgan Stanley03-23-2018
Thomas Edward FinleyPNC InvestmentsMorgan Stanley02-26-2018
Jeffrey Thomas GensheimerWells Fargo Clearing Services, LLCMorgan Stanley$5002-16-2018
Leo Fredrick LauterbachWells Fargo Clearing Services, LLCMorgan Stanley$5002-16-2018
Joseph Eric Swaro Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$10012-15-2017
Julia Marie GaliotoKleinfelder Capital, Inc.Morgan Stanley11-17-2017
Christopher C WaltersIFS SecuritiesMorgan Stanley$5011-04-2017
Hugh Patrick Mcmichael Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-02-2017
Padma JambunathMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2511-02-2017
Lisa Bader RosenthalMcDonald Partners LLCMorgan Stanley10-18-2017
Andreas Constantine KoustisOppenheimer & Co. Inc.Morgan Stanley10-06-2017
Marcus Jay BrownHornor, Townsend & Kent, LLCMorgan Stanley09-22-2017
Michael Joseph KleinfelderPurshe Kaplan Sterling InvestmentsMorgan Stanley$109-01-2017
Frank DilallaRaymond James & Associates, Inc.Morgan Stanley$10008-25-2017
Nicholas Kostandino HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-19-2017
Jacqueline A PurcellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2017
Peter Alwood DrakeWells Fargo Advisors Financial Network, LLCMorgan Stanley$5006-16-2017
Cheri Lynn FitzgeraldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-19-2017
Joseph George TurckWells Fargo Clearing Services, LLCMorgan Stanley05-15-2017
Next Page »

Showing 1 to 25 of 241 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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