Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Matthew PrisbyWells Fargo Clearing Services, LLCMorgan Stanley05-24-2019
Glenn Anderson DarrahWells Fargo Clearing Services, LLCMorgan Stanley$15005-17-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-11-2019
Stacie Ann KoestersRobert W. Baird & Co. IncorporatedMorgan Stanley10-01-2018
Allen Clement CrockWells Fargo Clearing Services, LLCMorgan Stanley$5009-28-2018
Michael Scott McCulloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Andrew J. GrantPrivate Client Services, LLCMorgan Stanley08-31-2018
Thomas K ArbeznikRobert W. Baird & Co. IncorporatedMorgan Stanley$5008-17-2018
Peter William Swenty IIKestra Investment Services, LLCMorgan Stanley03-23-2018
Leo Fredrick LauterbachWells Fargo Clearing Services, LLCMorgan Stanley$5002-16-2018
Jeffrey Thomas GensheimerWells Fargo Clearing Services, LLCMorgan Stanley$5002-16-2018
Joseph Eric Swaro Jr.Wells Fargo Clearing Services, LLCMorgan Stanley12-15-2017
Julia Marie GaliotoKleinfelder Capital, Inc.Morgan Stanley11-17-2017
Christopher C WaltersIFS SecuritiesMorgan Stanley$5011-04-2017
Douglas Wells, Ralph Trecaso, Chris WaltersIFS SecuritiesMorgan Stanley$30011-02-2017
Ralph Edward TrecasoIFS SecuritiesMorgan Stanley$29611-02-2017
Douglas Everett WellsIFS SecuritiesMorgan Stanley11-02-2017
Hugh Patrick McMichael Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-02-2017
Padma JambunathMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-02-2017
Lisa Bader RosenthalMcDonald Partners LLCMorgan Stanley10-18-2017
Michael Joseph KleinfelderPurshe Kaplan Sterling InvestmentsMorgan Stanley$2509-01-2017
Frank DilallaRaymond James & Associates, Inc.Morgan Stanley$10008-25-2017
Nicholas Kostandino HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-19-2017
Jacqueline Anne PurcellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2017
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Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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