Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven John BartosStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-17-2009
David Joseph SattlerRaymond James Financial Services, Inc.Morgan Stanley06-19-2009
Jacob Charles ChalupaThe Huntington Investment CompanyMorgan Stanley06-23-2009
Christopher Breed WallingLPL Financial LLCMorgan Stanley$10007-15-2009
David C. VespoliLPL Financial LLCMorgan Stanley$1007-24-2009
Mark Anthony RojekRaymond James Financial Services, Inc.Morgan Stanley08-14-2009
David Alan CourtadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-04-2009
Elayne Jacoby GunderStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5009-17-2009
Norman William SpeightStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5009-17-2009
Leonard Whitson MarryottStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5009-17-2009
Stephen Frederick O'NeillAmeriprise Financial Services, Inc.Morgan Stanley10-05-2009
Tim Jon PappMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-16-2009
Spencer Lee GabrielLPL Financial LLCMorgan Stanley10-23-2009
Keith Neil SchussLPL Financial LLCMorgan Stanley11-13-2009
Nikolaus K. WearschRaymond James Financial Services, Inc.Morgan Stanley$10011-23-2009
Daniel Krenn HassMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1001-07-2010
Joseph Edward SpicerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-07-2010
Shane Cameron EwbankMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2501-08-2010
Michael John BongersRobert W. Baird & Co. IncorporatedMorgan Stanley$2501-15-2010
Michael P. RoethlerRobert W. Baird & Co. IncorporatedMorgan Stanley01-15-2010
Mark Stephen BrienzaRaymond James Financial Services, Inc.Morgan Stanley$5003-12-2010
Steven Joseph ShadeedRaymond James Financial Services, Inc.Morgan Stanley$5003-12-2010
Richard George MedichRaymond James Financial Services, Inc.Morgan Stanley$5003-12-2010
Edward Joseph WilsonLPL Financial LLCMorgan Stanley03-26-2010
Casey Nicholas MarshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-23-2010
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Showing 1 to 25 of 163 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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