Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Tyler KwiecinskiEdward JonesMorgan Stanley09-23-2016
Allen Clement CrockWells Fargo Clearing Services, LLCMorgan Stanley$5009-28-2018
Andres Velasquez Jr.VALIC Financial Advisors, Inc.Morgan Stanley08-21-2013
Andrew J. GrantPrivate Client Services, LLCMorgan Stanley08-31-2018
Anne Elisabeth SpaineWells Fargo Advisors Financial Network, LLCMorgan Stanley07-15-2011
Benjamin D. HayesThe Huntington Investment CompanyMorgan Stanley02-08-2017
Blake H. FarmerAmeriprise Financial Services, Inc.Morgan Stanley$5007-20-2012
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-11-2019
Brent Michael WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-13-2011
Brian Scot StevensonWells Fargo Clearing Services, LLCMorgan Stanley$10001-22-2016
Carmen M. MonacoWells Fargo Clearing Services, LLCMorgan Stanley$5009-13-2013
Casey Nicholas MarshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-23-2010
Chad Edward LybargerJ.P. Morgan Securities LLCMorgan Stanley07-22-2016
Cheri Lynn FitzgeraldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-19-2017
Christopher Breed WallingLPL Financial LLCMorgan Stanley$10007-15-2009
Christopher C WaltersIFS SecuritiesMorgan Stanley$5011-04-2017
Christopher James Desimio Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$10006-12-2015
Christopher James LehanPNC InvestmentsMorgan Stanley12-03-2012
Cindy Diane RowlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-23-2012
Colin David KowalskiUBS Financial Services Inc.Morgan Stanley05-13-2011
Daniel Krenn HassMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1001-07-2010
Daniel Lorne WeberWells Fargo Clearing Services, LLCMorgan Stanley$5001-16-2015
Daniel Patrick O'ConnellBullRock Capital, LLCMorgan Stanley01-09-2017
Daryl James EvansFifth Third Securities, Inc.Morgan Stanley10-21-2015
Daryl Joseph DemoWells Fargo Clearing Services, LLCMorgan Stanley$1008-22-2014
Next Page »

Showing 1 to 25 of 162 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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