Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Breed WallingLPL Financial LLCMorgan Stanley$10007-15-2009
David C. VespoliLPL Financial LLCMorgan Stanley$10007-24-2009
Spencer Lee GabrielLPL Financial LLCMorgan Stanley$25010-23-2009
Keith Neil SchussLPL Financial LLCMorgan Stanley$50011-13-2009
David Barry SteinLPL Financial LLCMorgan Stanley01-12-2010
Edward Joseph WilsonLPL Financial LLCMorgan Stanley$50003-26-2010
John Michael KrajnikLPL Financial LLCMorgan Stanley$50003-26-2010
Joseph Anthony MinerLPL Financial LLCMorgan Stanley$10004-08-2010
Robert Joseph McGowanLPL Financial LLCMorgan Stanley$10006-16-2010
Theodore Franklin MarroulisLPL Financial LLCMorgan Stanley$10006-16-2010
Jeffrey George KitzbergerLPL Financial LLCMorgan Stanley$50009-17-2010
Susan Hays RobenaltLPL Financial LLCMorgan Stanley$10009-20-2010
Harold A SheehanLPL Financial LLCMorgan Stanley$50010-11-2010
Kevin John O'BrienLPL Financial LLCMorgan Stanley$25011-08-2010
Scott Alan KinsellLPL Financial LLCMorgan Stanley$25012-10-2010
Eugene Donald HeflinLPL Financial LLCMorgan Stanley$50012-17-2010
James John BohincLPL Financial LLCMorgan Stanley12-17-2010
Michael William SirianniLPL Financial LLCMorgan Stanley$10003-17-2011
Kenneth Allen RenfroLPL Financial LLCMorgan Stanley$10009-16-2011
William Bryant WeimerLPL Financial LLCMorgan Stanley$10005-31-2012
Victor Leo DaprileLPL Financial LLCMorgan Stanley$25006-20-2012
Timothy Banks ClepperLPL Financial LLCMorgan Stanley$10001-09-2015

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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