Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hugh Patrick McMichael Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-02-2017
Padma JambunathMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-02-2017
Nicholas Kostandino HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-19-2017
Jacqueline Anne PurcellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2017
Cheri Lynn FitzgeraldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-19-2017
Michael Joseph AbbinanteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-04-2016
Stacy Miller LamprosMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-06-2016
Stephen J. Renie, Michael S. Arthur, Jennifer S. HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$30007-30-2015
Stephen Joseph Renie, Michael S. Arthur, Jennifer Sue HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-30-2015
Sanjay Rajiv BeachMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-26-2013
Cindy Diane RowlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-23-2012
Robert S. HatleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15003-09-2012
John R. StrandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-09-2012
Brent Michael WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-13-2011
Jeffrey Gene SwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-31-2011
Robert David Hays, Todd R AltenbachMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-29-2010
Debra Davis StatonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-24-2010
Casey Nicholas MarshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-23-2010
Shane Cameron EwbankMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2501-08-2010
Daniel Krenn HassMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1001-07-2010
Joseph Edward SpicerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-07-2010
Tim Jon PappMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-16-2009
David Alan CourtadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-04-2009

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.