Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey AdlerMutual Securities, Inc.Morgan Stanley07-19-2019
Kathryn Ann FeldkampW&S Brokerage Services, Inc.Morgan Stanley06-27-2019
Brooke SturdivantJ.P. Morgan Securities LLCMorgan Stanley06-24-2019
James Matthew PrisbyWells Fargo Clearing Services, LLCMorgan Stanley05-24-2019
Glenn Anderson DarrahWells Fargo Clearing Services, LLCMorgan Stanley$15005-17-2019
Edward T McDannoldCoordinated Capital Securities, Inc.Morgan Stanley02-19-2019
Michele Antoinette BehlingStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-14-2019
Marni-Lee DyeBenjamin F. Edwards & Company, Inc.Morgan Stanley02-04-2019
Todd Allen HicksStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-11-2019
Jacqueline M OpreanEdward JonesMorgan Stanley10-05-2018
Stacie Ann KoestersRobert W. Baird & Co. IncorporatedMorgan Stanley10-01-2018
Allen Clement CrockWells Fargo Clearing Services, LLCMorgan Stanley$5009-28-2018
Traci Kristine OsentoskiKMG Fiduciary Partners, LLCMorgan Stanley$5009-23-2018
Jesse Michael LancasterKMG Fiduciary Partners, LLCMorgan Stanley$15009-23-2018
Thomas Wilson KreftKMG Fiduciary Partners, LLCMorgan Stanley$5009-21-2018
David Richard KaserKMG Fiduciary Partners, LLCMorgan Stanley$10009-21-2018
Richard Joseph KaserKMG Fiduciary Partners, LLCMorgan Stanley$22309-21-2018
Aaron E MechlingKMG Fiduciary Partners, LLCMorgan Stanley$1,00009-21-2018
Michael Scott McCulloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Ryan Matthew DunlapWealthBridge Capital Management, LLCMorgan Stanley09-05-2018
Thomas K ArbeznikRobert W. Baird & Co. IncorporatedMorgan Stanley$5008-17-2018

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.