Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ivan ZagarW&S Brokerage Services, Inc.NYLIFE Securities LLC$1004-03-2020
Markus Arnold JohnsonPruco Securities, LLC.NYLIFE Securities LLC$2501-08-2020
Kevin Scott SnyderW&S Brokerage Services, Inc.NYLIFE Securities LLC04-08-2019
Stephen R. LabarreMutual of Omaha Investor Services, Inc.NYLIFE Securities LLC03-28-2019
Garica Brown Brown CremeansJ.P. Morgan Securities LLCNYLIFE Securities LLC02-04-2019
John Howard YoungThe O.N. Equity Sales CompanyNYLIFE Securities LLC10-12-2018
Cathleen Carol McGuirePruco Securities, LLC.NYLIFE Securities LLC09-26-2018
Carter Michael LaytartThe Huntington Investment CompanyNYLIFE Securities LLC09-24-2018
Timothy Jay FazzoneEquity Services, Inc.NYLIFE Securities LLC08-01-2018
Darin A. HessEquity Services, Inc.NYLIFE Securities LLC06-12-2018
Craig Stephen RobinetteEquity Services, Inc.NYLIFE Securities LLC05-23-2018
Travis Donald BeckettJ.P. Morgan Securities LLCNYLIFE Securities LLC05-01-2018
Marcus Aaron ArnoldPruco Securities, LLC.NYLIFE Securities LLC04-17-2018
Catherine Jiehae KimPNC InvestmentsNYLIFE Securities LLC02-23-2018
Ryan E. CarlsonCapital AnalystsNYLIFE Securities LLC01-22-2018
Leo E. RennerMML Investors Services, LLCNYLIFE Securities LLC09-08-2017
Samuel J. GroomsPark Avenue Securities LLCNYLIFE Securities LLC06-05-2017
James C. JohnsPruco Securities, LLC.NYLIFE Securities LLC05-23-2017
Steven North RiewaldtMML Investors Services, LLCNYLIFE Securities LLC04-10-2017
Joseph Michael FranklinLPL Financial LLCNYLIFE Securities LLC$7310-27-2016
Sean Patrick FranklinLPL Financial LLCNYLIFE Securities LLC$1010-27-2016
Ben James HolmanW&S Brokerage Services, Inc.NYLIFE Securities LLC10-25-2016
Michael ArvayMML Investors Services, LLCNYLIFE Securities LLC08-12-2016
Kevin James BrakeThe Huntington Investment CompanyNYLIFE Securities LLC07-21-2016
Jason R. RepassMML Investors Services, LLCNYLIFE Securities LLC06-08-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.