Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph HaleW&S Brokerage Services, Inc.NYLIFE Securities LLC05-07-2020
Ivan ZagarW&S Brokerage Services, Inc.NYLIFE Securities LLC$1004-03-2020
Markus Arnold JohnsonPruco Securities, LLC.NYLIFE Securities LLC$2501-08-2020
Kevin Scott SnyderW&S Brokerage Services, Inc.NYLIFE Securities LLC04-08-2019
Cathleen Carol McGuirePruco Securities, LLC.NYLIFE Securities LLC09-26-2018
Carter Michael LaytartThe Huntington Investment CompanyNYLIFE Securities LLC09-24-2018
Matthew R LyonPark Avenue Securities LLCNYLIFE Securities LLC08-16-2018
Timothy Jay FazzoneEquity Services, Inc.NYLIFE Securities LLC08-01-2018
Craig Stephen RobinetteEquity Services, Inc.NYLIFE Securities LLC05-23-2018
Travis Donald BeckettJ.P. Morgan Securities LLCNYLIFE Securities LLC05-01-2018
Ryan E CarlsonCapital AnalystsNYLIFE Securities LLC01-22-2018
Samuel J GroomsPark Avenue Securities LLCNYLIFE Securities LLC06-05-2017
Ben James HolmanW&S Brokerage Services, Inc.NYLIFE Securities LLC10-25-2016
Thomas Alan WalterCetera Investment Services LLCNYLIFE Securities LLC08-26-2016
Kevin James BrakeThe Huntington Investment CompanyNYLIFE Securities LLC07-21-2016
Michael Dale DraperLincoln Financial Securities CorporationNYLIFE Securities LLC04-01-2016
Mitchell Paul HollandMML Investors Services, LLCNYLIFE Securities LLC02-04-2016
Fatima Malgapo MolinaJ.P. Morgan Securities LLCNYLIFE Securities LLC11-27-2015
Jonathan P CodispotiPark Avenue Securities LLCNYLIFE Securities LLC05-27-2015
Dennis Julian Bradley JrMML Investors Services, LLCNYLIFE Securities LLC05-06-2015
Jeffrey D WestCambridge Investment Research, Inc.NYLIFE Securities LLC03-04-2015
Coleman OLearyCambridge Investment Research, Inc.NYLIFE Securities LLC03-04-2015
Daral G BrettJ.P. Morgan Securities LLCNYLIFE Securities LLC11-14-2014
Timothy Allen FrancisTransamerica Financial Advisors, IncNYLIFE Securities LLC$5007-11-2014
Dionicio H TrevinoNext Financial Group, Inc.NYLIFE Securities LLC06-10-2014
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.