Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Joseph KarsatosKestra Investment Services, LLCNYLIFE Securities LLC03-25-2019
John Howard YoungThe O.N. Equity Sales CompanyNYLIFE Securities LLC10-12-2018
Carter Michael LaytartThe Huntington Investment CompanyNYLIFE Securities LLC09-24-2018
Timothy Jay FazzoneEquity Services, Inc.NYLIFE Securities LLC08-01-2018
Darin Andrew HessEquity Services, Inc.NYLIFE Securities LLC06-12-2018
Catherine Jiehae KimPNC InvestmentsNYLIFE Securities LLC02-23-2018
Ryan Earl CarlsonCapital AnalystsNYLIFE Securities LLC01-22-2018
James Cecil JohnsPruco Securities, LLC.NYLIFE Securities LLC05-23-2017
Steven North RiewaldtMML Investors Services, LLCNYLIFE Securities LLC04-10-2017
Sean Patrick FranklinLPL Financial LLCNYLIFE Securities LLC$110-27-2016
Michael ArvayMML Investors Services, LLCNYLIFE Securities LLC08-12-2016
Jason R RepassMML Investors Services, LLCNYLIFE Securities LLC06-08-2016
Michael Dale DraperLincoln Financial Securities CorporationNYLIFE Securities LLC04-01-2016
Kathy L CrudeleMML Investors Services, LLCNYLIFE Securities LLC02-22-2016
Mitchell Paul HollandMML Investors Services, LLCNYLIFE Securities LLC02-04-2016
Atonn Gregory Edward SmeltzerMML Investors Services, LLCNYLIFE Securities LLC01-25-2016
Donna Arnold ShireyW&S Brokerage Services, Inc.NYLIFE Securities LLC12-10-2015
Fatima Malgapo MolinaJ.P. Morgan Securities LLCNYLIFE Securities LLC11-27-2015
Jason Paul; WyseFifth Third Securities, Inc.NYLIFE Securities LLC07-30-2015
Carl Joseph GraysonMML Investors Services, LLCNYLIFE Securities LLC06-09-2015
Michael F Wevodau Jr.Citizens Securities, Inc.NYLIFE Securities LLC06-02-2015
Jonathan Patrick CodispotiPark Avenue Securities LLCNYLIFE Securities LLC05-27-2015
William Wei-Kuang HoPark Avenue Securities LLCNYLIFE Securities LLC05-01-2015
Sean Raymond MartinAmeriprise Financial Services, Inc.NYLIFE Securities LLC04-16-2015
Stephen Tyler RyanMML Investors Services, LLCNYLIFE Securities LLC03-25-2015
Next Page »

Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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