Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Paul McCannHudson Financial Advisors IncNatcity Investments, Inc.03-08-2010
Michael D CarterKey Investment Services LLCNatcity Investments, Inc.01-05-2010
Brian P HoltzFifth Third Securities, Inc.Natcity Investments, Inc.12-10-2009
Jared Daniel RispintoThe Huntington Investment CompanyNatcity Investments, Inc.10-16-2009
Andrew Charles ClemensThe Huntington Investment CompanyNatcity Investments, Inc.09-29-2009
Robert Clement Dice IIIFifth Third Securities, Inc.Natcity Investments, Inc.08-28-2009
James Patrick Riepenhoff JrThe Huntington Investment CompanyNatcity Investments, Inc.06-29-2009
Howard James OMalley IvThe Huntington Investment CompanyNatcity Investments, Inc.06-29-2009
Stephen John Fisher JrCetera Investment Services LLCNatcity Investments, Inc.06-23-2009

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.