Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Tate RuscherCetera Advisor Networks LLCNationwide Securities, LLC07-20-2020
Kari Ann BallLincoln Douglas Investments, LLCNationwide Securities, LLC07-14-2020
John David SlymanCambridge Investment Research, Inc.Nationwide Securities, LLC07-09-2020
Karl Garrett WoodsPruco Securities, LLC.Nationwide Securities, LLC07-08-2020
Richard Carl FrankPlanMember Securities CorporationNationwide Securities, LLC07-08-2020
Floyd Jeffrey StroupPlanMember Securities CorporationNationwide Securities, LLC07-02-2020
Fred Lee LewisMoney Concepts Capital CorpNationwide Securities, LLC07-01-2020
Michael Eugene GreenMoney Concepts Capital CorpNationwide Securities, LLC07-01-2020
Charles Christopher ArnottSA Stone Wealth Management Inc.Nationwide Securities, LLC07-01-2020
Jeffrey Lynn ErwinMoney Concepts Capital CorpNationwide Securities, LLC07-01-2020
Richard Wilson WyattMoney Concepts Capital CorpNationwide Securities, LLC07-01-2020
Chris Todd LambersonLincoln Douglas Investments, LLCNationwide Securities, LLC07-01-2020
Misha Ann McCallumCetera Financial Specialists LLCNationwide Securities, LLC07-01-2020
David John GluckleMoney Concepts Capital CorpNationwide Securities, LLC07-01-2020
Paul Otto StageLincoln Douglas Investments, LLCNationwide Securities, LLC06-02-2020
Dennis RichardsonJ.P. Morgan Securities LLCNationwide Securities, LLC02-24-2020
Dan Delker TrinterCambridge Investment Research, Inc.Nationwide Securities, LLC01-14-2020
Gregory Robert LochardMoney Concepts Capital CorpNationwide Securities, LLC01-03-2020
Ronald James SmithCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Paul Robert PetrillaCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Daniel Ralph SpositoMoney Concepts Capital CorpNationwide Securities, LLC01-02-2020
Gary Martin ChidseyLexAurum Advisors, LLCNationwide Securities, LLC01-02-2020
Keisha Marie SmithMoney Concepts Capital CorpNationwide Securities, LLC12-02-2019
Sylvia Antionette GarrettMutual of Omaha Investor Services, Inc.Nationwide Securities, LLC11-21-2019
Russell Kenneth Newman JrMoney Concepts Capital CorpNationwide Securities, LLC11-08-2019
Next Page »

Showing 1 to 25 of 61 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.