Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Christopher ArnottSA Stone Wealth Management Inc.Nationwide Securities, LLC07-01-2020
Jeffrey Lynn ErwinMoney Concepts Capital CorpNationwide Securities, LLC07-01-2020
Dennis William RichardsonJ.P. Morgan Securities LLCNationwide Securities, LLC02-24-2020
Mark A. RotertMoney Concepts Capital CorpNationwide Securities, LLC02-24-2020
Dan Delker TrinterCambridge Investment Research, Inc.Nationwide Securities, LLC01-14-2020
Gregory Robert LochardMoney Concepts Capital CorpNationwide Securities, LLC01-03-2020
Daniel Ralph SpositoMoney Concepts Capital CorpNationwide Securities, LLC01-02-2020
Ronald James SmithCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Paul Robert PetrillaCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Gary M. ChidseyLexAurum Advisors, LLCNationwide Securities, LLC01-02-2020
Joseph Daniel HengeholdMoney Concepts Capital CorpNationwide Securities, LLC12-03-2019
Keisha Marie SmithMoney Concepts Capital CorpNationwide Securities, LLC12-02-2019
Sylvia Antionette GarrettMutual of Omaha Investor Services, Inc.Nationwide Securities, LLC11-21-2019
Russell Kenneth Newman Jr.Money Concepts Capital CorpNationwide Securities, LLC11-08-2019
Dean Edwin CookMoney Concepts Capital CorpNationwide Securities, LLC10-17-2019
Richard William Canestraro Jr.Money Concepts Capital CorpNationwide Securities, LLC10-15-2019
Nathaniel Allen VanbuskirkMoney Concepts Capital CorpNationwide Securities, LLC10-01-2019
Caleb A. DouceMoney Concepts Capital CorpNationwide Securities, LLC10-01-2019
Anthony Richard DaprileSA Stone Wealth Management Inc.Nationwide Securities, LLC10-01-2019
Andrew James SchochCambridge Investment Research, Inc.Nationwide Securities, LLC10-01-2019
Jason Harry VarnerCambridge Investment Research, Inc.Nationwide Securities, LLC10-01-2019
Joseph Richard HassenBrokers International Financial Services, LLC.Nationwide Securities, LLC10-01-2019
Emily Alison Gerber PoeMoney Concepts Capital CorpNationwide Securities, LLC09-30-2019
James Aaron MartinCambridge Investment Research, Inc.Nationwide Securities, LLC08-16-2019
Robert Arthur RollandCambridge Investment Research, Inc.Nationwide Securities, LLC08-01-2019
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.