Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Bradley BrownRoyal Alliance Associates, Inc.New England Securities$2501-02-2015
Brett G KetvertisLincoln Financial Advisors CorporationNew England Securities11-14-2014
Jason J. LukzValMark Securities, Inc.New England Securities10-17-2014
Arin J. MacqueenVoya Financial Advisors, Inc.New England Securities10-01-2014
Michael P. JonesMML Investors Services, LLCNew England Securities08-12-2014
Christopher Todd GarvinValMark Securities, Inc.New England Securities$2508-04-2014
Richard Patrick SacuiCambridge Investment Research, Inc.New England Securities08-04-2014
Derrick Wayne Ransom Jr.LPL Financial LLCNew England Securities03-28-2014
Teresa K. RussellStratos Wealth Partners, LtdNew England Securities01-21-2014
Gordon Lyle BrookhartPark Avenue Securities LLCNew England Securities12-13-2013
Adam R. StalnakerCetera Advisors LLCNew England Securities12-03-2013
Richard Alan RudnickiMML Investors Services, LLCNew England Securities$2511-07-2013
Michael Edward MenningSagePoint Financial, Inc.New England Securities10-28-2013
Kent P. Von Der VellenHornor, Townsend & Kent, LLCNew England Securities10-09-2013
Brian Thomas MaherFirstMerit Financial Services, IncNew England Securities05-13-2013
William K. BolasWells Fargo Clearing Services, LLCNew England Securities$1002-01-2013
Andrew N. BaszukValMark Securities, Inc.New England Securities11-02-2012
David William McConnellMML Investors Services, LLCNew England Securities10-18-2012
Michael Robert NusbaumMML Investors Services, LLCNew England Securities07-30-2012
David Wight Achen Jr.Edward JonesNew England Securities07-09-2012
Randy S. HyliardPNC InvestmentsNew England Securities07-02-2012
Theodore Anthony CalabreseCetera Advisors LLCNew England Securities06-29-2012
Donald Edward AhlEdward JonesNew England Securities$1006-15-2012
Chaffon D RankinThe Huntington Investment CompanyNew England Securities05-21-2012
Joseph John KovachCetera Advisors LLCNew England Securities$5005-18-2012
Next Page »

Showing 1 to 25 of 39 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.