Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott William HoltonValMark Securities, Inc.Northwestern Mutual Investment Services, LLC$104-11-2019
Jason Michael HallmarkSecurities America, Inc.Northwestern Mutual Investment Services, LLC12-20-2018
Daniel James LesliePark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$5010-04-2018
Tate Joshua StoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC07-06-2018
James Walter Daehler Jr.Raymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-09-2018
James Philip SholtisPNC InvestmentsNorthwestern Mutual Investment Services, LLC02-05-2018
Chelsea Marie ParkerStrategic Advisers LLCNorthwestern Mutual Investment Services, LLC12-14-2017
Matthew David AlatorreMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-14-2017
Jordan Matthew KimballJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC09-21-2017
Timothy J KressThe Huntington Investment CompanyNorthwestern Mutual Investment Services, LLC06-19-2017
Jared Franklin AllmanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-25-2017
Mark Richard SchneiderThe Huntington Investment CompanyNorthwestern Mutual Investment Services, LLC04-28-2017
Andrew Jordan DamcevskiTRUWEALTH PLANNINGNorthwestern Mutual Investment Services, LLC04-19-2017
Matthew Joseph OharaWaddell & ReedNorthwestern Mutual Investment Services, LLC04-13-2017
Devon KlumbTRUWEALTH PLANNINGNorthwestern Mutual Investment Services, LLC03-24-2017
Gregory E. MyersThe Huntington Investment CompanyNorthwestern Mutual Investment Services, LLC03-09-2017
Maura Morgan MontanaKey Investment Services LLCNorthwestern Mutual Investment Services, LLC02-24-2017
Katherine Adelle RippeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-06-2017
Jessica H McnameeInfinex Investments, Inc.Northwestern Mutual Investment Services, LLC12-01-2016
Patrick Joseph CernoskyPNC InvestmentsNorthwestern Mutual Investment Services, LLC10-13-2016
Alexander Hamilton NourseJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-22-2016
Adam Joseph EdwardsWells Fargo Advisors Financial Network, LLCNorthwestern Mutual Investment Services, LLC$104-29-2016
Shelley Sue SmithRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-19-2016
Timothy Ryan IppischRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10002-19-2016
Timothy M. DewberryKey Investment Services LLCNorthwestern Mutual Investment Services, LLC02-12-2016
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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