Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn T. HenzLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-20-2020
Fadi Subhi AlhammuriNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC11-27-2019
Louis John Berrodin IIIPruco Securities, LLC.Northwestern Mutual Investment Services, LLC11-26-2019
Michael RineyWealthquest CorporationNorthwestern Mutual Investment Services, LLC07-26-2019
Joshua Lawrence KuetherW&S Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC04-16-2019
Scott William HoltonValMark Securities, Inc.Northwestern Mutual Investment Services, LLC04-11-2019
Richard Kevin MajewskiCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC04-01-2019
David L Spence Jr.J.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-16-2019
Nicholas Scott GelderJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-11-2019
Stephen Wells ArnoldAllianceBernstein L.P.Northwestern Mutual Investment Services, LLC01-24-2019
Alisa Alexander StathamJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Jason Michael HallmarkSecurities America, Inc.Northwestern Mutual Investment Services, LLC12-20-2018
Jonathan L. MitchenCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC11-14-2018
Daniel James LesliePark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$5010-04-2018
Nathan Price CrevistonCapital Advisors, Ltd., LLCNorthwestern Mutual Investment Services, LLC09-04-2018
Kyle R. CutlerPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-22-2018
Randall J. KellerPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC07-31-2018
Tate Joshua StoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC07-06-2018
Philip Damien CaprettaNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC$10005-17-2018
Logan M CrawfordCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC04-06-2018
Adam Michael DayWealthquest CorporationNorthwestern Mutual Investment Services, LLC03-06-2018
James Wlater Daehler Jr.Raymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-09-2018
Courtney Ann LytleThe Huntington Investment CompanyNorthwestern Mutual Investment Services, LLC12-15-2017
Chelsea M. ParkerFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC12-06-2017
Matthew David AlatorreMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-14-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.