Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin Lee McGillivaryRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC05-27-2011
Kevin Andrew JonesThe Huntington Investment CompanyNorthwestern Mutual Investment Services, LLC06-13-2011
Michael Leonard LongoPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC10-07-2011
Thomas John GallagherMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-01-2012
Jonathan S DouglasPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-26-2013
Charles Scott Howard Jr.Park Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-27-2013
Kevin L. DavenportCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC11-01-2013
Sean A EdwardsHamilton CapitalNorthwestern Mutual Investment Services, LLC11-14-2013
Kathleen Ann PigottSecurian Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-13-2013
John Steven GeretzPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC03-28-2014
David B SnyderOJM Group, LLCNorthwestern Mutual Investment Services, LLC04-01-2014
Bradley Joseph CooperFifth Third Securities, Inc.Northwestern Mutual Investment Services, LLC07-30-2015
Daniel R. MullaneyPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC09-23-2015
Scott Steven HaleyPrelude FinancialNorthwestern Mutual Investment Services, LLC02-08-2016
Timothy Ryan IppischRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10002-19-2016
Adam J. EdwardsWells Fargo Advisors Financial Network, LLCNorthwestern Mutual Investment Services, LLC04-29-2016
Christian R MooreKey Investment Services LLCNorthwestern Mutual Investment Services, LLC05-11-2016
Patrick J. CernoskyPNC InvestmentsNorthwestern Mutual Investment Services, LLC10-13-2016
Maura Morgan MontanaKey Investment Services LLCNorthwestern Mutual Investment Services, LLC02-24-2017
Gregory E. MyersThe Huntington Investment CompanyNorthwestern Mutual Investment Services, LLC03-09-2017
Timothy James KressThe Huntington Investment CompanyNorthwestern Mutual Investment Services, LLC06-19-2017
Matthew David AlatorreMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-14-2017
James Wlater Daehler Jr.Raymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-09-2018
Tate Joshua StoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC07-06-2018
Carter R StephensArtifex Financial Group, LLCNorthwestern Mutual Investment Services, LLC07-09-2018
Next Page »

Showing 1 to 25 of 34 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.