Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert K AppleMML Investors Services, LLCOneAmerica Securities, Inc.01-02-2020
Christopher NicholsIndependence Capital Co., Inc.OneAmerica Securities, Inc.12-16-2019
William Curtis SandersPark Avenue Securities LLCOneAmerica Securities, Inc.11-20-2019
Michael Jason SacherMML Investors Services, LLCOneAmerica Securities, Inc.08-07-2019
Kent P. Von Der VellenCetera Advisors LLCOneAmerica Securities, Inc.06-03-2019
Michelle Marie WaltersPark Avenue Securities LLCOneAmerica Securities, Inc.11-09-2018
Jeffrey Sean OrrellThe Huntington Investment CompanyOneAmerica Securities, Inc.08-28-2018
Gregg Alexander HewsPark Avenue Securities LLCOneAmerica Securities, Inc.04-09-2018
William J. DemarcoRegulus Advisors, LLCOneAmerica Securities, Inc.03-08-2018
Andrew Christopher RabasPark Avenue Securities LLCOneAmerica Securities, Inc.02-21-2018
Scott R. LewisCetera Advisor Networks LLCOneAmerica Securities, Inc.01-11-2018
Linus Thomas Grogan Jr.Allstate Financial Services, LLCOneAmerica Securities, Inc.08-23-2016
Randall Edward FathAmeritas Investment Company, LLCOneAmerica Securities, Inc.07-06-2015
Jordan Paul KnightJ.P. Morgan Securities LLCOneAmerica Securities, Inc.05-13-2015
Elisia Marlene LattimerQuestar Capital CorporationOneAmerica Securities, Inc.09-16-2014
James Scott SchafferW&S Brokerage Services, Inc.OneAmerica Securities, Inc.05-12-2014
Seth Vaughn HargroveFifth Third Securities, Inc.OneAmerica Securities, Inc.01-14-2014
Frank Hickman IIThe O.N. Equity Sales CompanyOneAmerica Securities, Inc.06-11-2013
Arthur Patrick BeckelNationwide Securities, LLCOneAmerica Securities, Inc.01-24-2012

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.