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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephanie Ann WagnerSecurities America, Inc.Principal Securities, Inc.10-09-2019
Michelle Matthias MerkelKestra Investment Services, LLCPrincipal Securities, Inc.$5005-01-2019
Ashley Diane LudwigCitizens Securities, Inc.Principal Securities, Inc.03-22-2019
Malcolm C. BeardThe O.N. Equity Sales CompanyPrincipal Securities, Inc.02-26-2019
Derek Eugene KriebelCirrus Wealth ManagementPrincipal Securities, Inc.11-27-2018
Sean Francis HarringtonThe O.N. Equity Sales CompanyPrincipal Securities, Inc.09-13-2018
Craig C. GabelCetera Investment Services LLCPrincipal Securities, Inc.06-14-2018
Rex William LinkenbachTrustmont Financial Group, Inc.Principal Securities, Inc.$5007-26-2017
Michael John Lotko IIICetera Advisor Networks LLCPrincipal Securities, Inc.11-21-2016
Jon Michael OsbornPark Avenue Securities LLCPrincipal Securities, Inc.02-11-2016
Edward Ross Knezevich IIPark Avenue Securities LLCPrincipal Securities, Inc.09-25-2015
Cortland Robert BradburyLPL Financial LLCPrincipal Securities, Inc.$1010-31-2014
John Joseph Mazzarella Jr.LPL Financial LLCPrincipal Securities, Inc.10-21-2014
Donna Jean RoseMorgan StanleyPrincipal Securities, Inc.02-07-2014
Gregory M PinterJPS Financial, LLCPrincipal Securities, Inc.01-07-2014
Suzana VujasinTIAA-CREF Individual & Institutional Services, LLCPrincipal Securities, Inc.08-27-2013
Cynthia Horn KennedyCharles Schwab & Co., Inc.Principal Securities, Inc.06-17-2013
Albert Noble DonaheyAllstate Financial Services, LLCPrincipal Securities, Inc.03-22-2013
Patrick Stephen ManesLPL Financial LLCPrincipal Securities, Inc.05-25-2012
Gregory Alan BeightLPL Financial LLCPrincipal Securities, Inc.05-25-2012
Kevin Michael MalonePNC InvestmentsPrincipal Securities, Inc.10-06-2010
Raymond Hugh HendricksLincoln Financial Advisors CorporationPrincipal Securities, Inc.04-07-2010
Thomas Carlyle Wilson IIIAllstate Financial Services, LLCPrincipal Securities, Inc.05-07-2009
Dannette Jeanine HuthAXA Advisors, LLCPrincipal Securities, Inc.03-13-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.