Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brycen Edward WiseAllstate Financial Services, LLCPruco Securities, LLC.09-14-2020
Jeffry Francis AxeMML Investors Services, LLCPruco Securities, LLC.08-10-2020
Michael Richard SimaCambridge Investment Research, Inc.Pruco Securities, LLC.$1007-20-2020
Marcus Aaron ArnoldCambridge Investment Research, Inc.Pruco Securities, LLC.07-20-2020
Brigida Nicole LoucksMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-06-2020
David Michael SpaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-06-2020
Gregory Reid DavisAllstate Financial Services, LLCPruco Securities, LLC.06-11-2020
Alexander Charles SolteszThe Huntington Investment CompanyPruco Securities, LLC.06-09-2020
Christopher William AdamsAllstate Financial Services, LLCPruco Securities, LLC.06-01-2020
Larry Alan YostThe O.N. Equity Sales CompanyPruco Securities, LLC.04-27-2020
Brady VaughtJ.P. Morgan Securities LLCPruco Securities, LLC.02-12-2020
Larry Glenn JacksonRoyal Alliance Associates, Inc.Pruco Securities, LLC.$5011-25-2019
Vincent Fabian JulianKey Investment Services LLCPruco Securities, LLC.11-12-2019
Barbara Ann RacFidelity Brokerage Services LLCPruco Securities, LLC.07-29-2019
Michael Patrick OberholzerPark Avenue Securities LLCPruco Securities, LLC.07-15-2019
Robert Michael PhebusEdward JonesPruco Securities, LLC.06-05-2019
Adam M NollAllstate Financial Services, LLCPruco Securities, LLC.11-09-2018
Eric Douglas RotoloLPL Financial LLCPruco Securities, LLC.08-08-2018
Kevin M MaceThe Huntington Investment CompanyPruco Securities, LLC.08-02-2018
Charles A RogersThe Huntington Investment CompanyPruco Securities, LLC.07-24-2018
Michele Maria MarchianoKestra Investment Services, LLCPruco Securities, LLC.07-11-2018
Richard JuarbeLPL Financial LLCPruco Securities, LLC.06-26-2018
Michael HammersleyOneAmerica Securities, Inc.Pruco Securities, LLC.04-23-2018
Dennis Scott HughesAvantax Investment Services, Inc.Pruco Securities, LLC.12-21-2017
Amanda Elizabeth MapesThe Huntington Investment CompanyPruco Securities, LLC.09-21-2017
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.