Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brady VaughtJ.P. Morgan Securities LLCPruco Securities, LLC.02-12-2020
Vincent Fabian JulianKey Investment Services LLCPruco Securities, LLC.11-12-2019
Kenneth Merle WillettKey Investment Services LLCPruco Securities, LLC.09-17-2019
Barbara Ann RacFidelity Brokerage Services LLCPruco Securities, LLC.07-29-2019
Michael Patrick OberholzerPark Avenue Securities LLCPruco Securities, LLC.07-15-2019
Adriana Marie HawkMML Investors Services, LLCPruco Securities, LLC.06-17-2019
Eric Daniel PanepintoThe Huntington Investment CompanyPruco Securities, LLC.01-14-2019
Adam M. NollAllstate Financial Services, LLCPruco Securities, LLC.11-09-2018
Goran SoldoJ.P. Morgan Securities LLCPruco Securities, LLC.11-02-2018
Michelle Lee DubenaCitizens Securities, Inc.Pruco Securities, LLC.09-20-2018
Nicholas Paul CosentinoKey Investment Services LLCPruco Securities, LLC.08-14-2018
Bradley Alan Hoge1st Global Capital Corp.Pruco Securities, LLC.08-14-2018
Eric Douglas RotoloLPL Financial LLCPruco Securities, LLC.08-08-2018
Kevin M. MaceThe Huntington Investment CompanyPruco Securities, LLC.08-02-2018
Charles A. RogersThe Huntington Investment CompanyPruco Securities, LLC.07-24-2018
Michael Reitman FriedlanderTrustmont Financial Group, Inc.Pruco Securities, LLC.$1007-17-2018
Jacob Douglas AlticEF Legacy Securities, LLCPruco Securities, LLC.07-13-2018
Michele Maria MarchianoKestra Investment Services, LLCPruco Securities, LLC.07-11-2018
Richard JuarbeLPL Financial LLCPruco Securities, LLC.06-26-2018
Manuel Cortez GonzalezSignator Investors, Inc.Pruco Securities, LLC.06-15-2018
Larry Michael GrubishPruco Securities, LLC.Pruco Securities, LLC.06-04-2018
Michael HammersleyOneAmerica Securities, Inc.Pruco Securities, LLC.04-23-2018
Judd Rezin ClarkMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.$5004-09-2018
James Gerard AlbersNYLIFE Securities LLCPruco Securities, LLC.12-26-2017
Daniel Mark GoldfarbLPL Financial LLCPruco Securities, LLC.$25410-10-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.