Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Alan Hoge1st Global Capital Corp.Pruco Securities, LLC.08-14-2018
Nicholas Paul CosentinoKey Investment Services LLCPruco Securities, LLC.08-14-2018
Eric Douglas RotoloLPL Financial LLCPruco Securities, LLC.08-08-2018
Seku Nkrumah ShabazzGreat Lakes Retirement Planning LLCPruco Securities, LLC.11-13-2017
Daniel Mark GoldfarbLPL Financial LLCPruco Securities, LLC.$25410-10-2017
Amanda Elizabeth MapesThe Huntington Investment CompanyPruco Securities, LLC.09-21-2017
Kaleb Nathaniel BakerPNC InvestmentsPruco Securities, LLC.09-20-2017
Barry Ira MorrisAllstate Financial Services, LLCPruco Securities, LLC.05-24-2017
Lawrence S. FairallPNC InvestmentsPruco Securities, LLC.11-17-2016
Curtis C ClarkCapital City Securities, LLCPruco Securities, LLC.05-31-2016
Brandon M. PestThe Huntington Investment CompanyPruco Securities, LLC.01-22-2016
Matthew Dennis GuilfordLPL Financial LLCPruco Securities, LLC.12-01-2015
Matthew B. WilliamsCUSO Financial Services, L.P.Pruco Securities, LLC.11-16-2015
Matthew Joseph MeyerStratos Wealth Partners, LtdPruco Securities, LLC.10-29-2015
Jesse Melvin Etter Jr.LPL Financial LLCPruco Securities, LLC.12-14-2012
Lynn Rocielle TramontanoEdward JonesPruco Securities, LLC.12-02-2011
Gregory John AugustineOppenheimer & Co. Inc.Pruco Securities, LLC.10-10-2011
Brian Keith AllenThe Huntington Investment CompanyPruco Securities, LLC.03-21-2011
Bert Allan CovellLPL Financial LLCPruco Securities, LLC.11-18-2010
Stephen Edward SabineLPL Financial LLCPruco Securities, LLC.02-23-2010
Natalie Ann MowryMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.09-08-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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