Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Jane HautmanNorthwestern Mutual Investment Services, LLCRaymond James & Associates, Inc.03-11-2009
Alasdair Duncan CooperRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-18-2009
Ryan Scott KriftMorgan StanleyRaymond James & Associates, Inc.$10011-13-2009
Carlina C. MattosOppenheimer & Co. Inc.Raymond James & Associates, Inc.01-06-2012
Shawn M ScottWealthquest CorporationRaymond James & Associates, Inc.12-03-2012
Gregory Richard StewartRaymond James Financial Services, Inc.Raymond James & Associates, Inc.04-12-2013
Timothy Edward EyermanRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$15007-05-2013
Judith Linda NativioRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2507-05-2013
Scott T. JonesRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-05-2013
Kyle Mitchell McLaughlin, Terrence P ReganMorgan StanleyRaymond James & Associates, Inc.$10009-23-2013
Stephen M AshworthMorgan StanleyRaymond James & Associates, Inc.$10009-23-2013
Robert W NiehausMorgan StanleyRaymond James & Associates, Inc.10-11-2013
Benjamin R. StacyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$10001-17-2014
Andrew William SchmittSchmitt Wealth Advisers, LLCRaymond James & Associates, Inc.08-04-2015
Shannon Marie CarlsonMorgan StanleyRaymond James & Associates, Inc.10-27-2015
Angie Renee KeeleyMorgan StanleyRaymond James & Associates, Inc.01-19-2016
Jeremy Michael SahamSecurities America, Inc.Raymond James & Associates, Inc.04-06-2016
Thomas James BrizzolaraAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$28806-29-2016
David Burke DitzelAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5006-29-2016
Richard Joseph Brizzolara Jr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.$17009-29-2016
Paul Edward Miller Jr.Commonwealth Financial NetworkRaymond James & Associates, Inc.$13010-21-2016
Nicholas RinkerG2 Capital Management, LLCRaymond James & Associates, Inc.05-31-2017
Scott Jason HorowitzJanney Montgomery Scott LLCRaymond James & Associates, Inc.$2501-18-2018
Robert Edward LampeCantella & Co., Inc.Raymond James & Associates, Inc.07-01-2019

Showing 1 to 24 of 24 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.