Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Andrew GonczEquity Services, Inc.Securities America, Inc.06-10-2020
Fred O BuckleyCommonwealth Financial NetworkSecurities America, Inc.$10005-27-2020
Sean M BuckleyCommonwealth Financial NetworkSecurities America, Inc.05-27-2020
Sanjay BhargavaRegulus Advisors, LLCSecurities America, Inc.05-21-2020
Dennis Charles JacksonLPL Financial LLCSecurities America, Inc.05-15-2020
Ranjan JagetiaRegulus Advisors, LLCSecurities America, Inc.05-14-2020
David James MetzgerLPL Financial LLCSecurities America, Inc.05-14-2020
Anthony Lee Van KeurenLPL Financial LLCSecurities America, Inc.05-14-2020
Scott William HuffRiver Wealth Management LLCSecurities America, Inc.$2505-04-2020
Timothy James PlonskiRiver Wealth Management LLCSecurities America, Inc.05-04-2020
William Robert ElgerParkland Securities, LLCSecurities America, Inc.05-01-2020
Adam Scott LangdonLPL Financial LLCSecurities America, Inc.03-02-2020
Raymond James KlineCambridge Investment Research, Inc.Securities America, Inc.01-15-2020
Robert Carroll JonesUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$5001-02-2020
Steven Maurice WeinsteinIFP Securities, LLCSecurities America, Inc.11-14-2019
Darin A HessEquitable Advisors, LLCSecurities America, Inc.09-05-2019
Ryan Timothy ConnellThe Huntington Investment CompanySecurities America, Inc.08-22-2019
Frederick Dean StrawserLombard Securities IncorporatedSecurities America, Inc.08-19-2019
Brian David SmithLPL Financial LLCSecurities America, Inc.$25007-08-2019
Jerald Lewis ButtsLPL Financial LLCSecurities America, Inc.07-08-2019
Alec Christian SchreiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities America, Inc.06-12-2019
Michael Anthony LivingstonProEquities, Inc.Securities America, Inc.$2507-24-2018
Donald M McClurgCambridge Investment Research, Inc.Securities America, Inc.$15005-18-2018
Mary C SlaneUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.01-04-2017
Branda Rhae AllenUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.12-05-2016
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.