Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Edward YanowitzCapital AnalystsSecurities America, Inc.10-01-2015
Alec Christian SchreiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities America, Inc.06-12-2019
Aron SommerInvest FinancialSecurities America, Inc.$31903-07-2018
Brad Elliot KiplingerLPL Financial LLCSecurities America, Inc.$50006-16-2011
Branda Rhae AllenUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.12-05-2016
Brian David SmithLPL Financial LLCSecurities America, Inc.$25007-08-2019
Bryan David GlancySpinnaker Financial Group, LLCSecurities America, Inc.11-15-2012
Craig C GabelPrincipal Securities, Inc.Securities America, Inc.04-14-2016
Dakota Pius DurbinInfinex Investments, Inc.Securities America, Inc.01-28-2016
Darin A. HessAXA Advisors, LLCSecurities America, Inc.09-05-2019
David Baldwin MeskeTrendency Capital Management, LLCSecurities America, Inc.03-30-2015
David Marc BrownPlanMember Securities CorporationSecurities America, Inc.$48005-01-2012
Dennis Eugene PascarellaNational Planning CorporationSecurities America, Inc.05-01-2012
Diane Elizabeth BittnerW&S Brokerage Services, Inc.Securities America, Inc.08-11-2016
Donald M. McClurgCambridge Investment Research, Inc.Securities America, Inc.$15005-18-2018
Douglas Jack KooglerLPL Financial LLCSecurities America, Inc.06-16-2011
Edward Allen KolankoAllstate Financial Services, LLCSecurities America, Inc.$25006-25-2010
Frank P. EchelmeyerCamelot Portfolios, LLCSecurities America, Inc.07-14-2015
George Robert LewisTrendency Capital Management, LLCSecurities America, Inc.05-30-2012
Jack Gregory BestUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.07-14-2015
James Joseph KarsatosRaymond James Financial Services, Inc.Securities America, Inc.12-06-2010
Jeffrey Alan LangWRP Investments, Inc.Securities America, Inc.02-15-2013
Jeffrey Alan SunderhausUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.07-14-2015
Jerald Lewis ButtsLPL Financial LLCSecurities America, Inc.$10007-08-2019
Jerry GoldbergCadaret, Grant & Co., Inc.Securities America, Inc.$10007-16-2015
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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