Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael CompernolleAXA Advisors, LLCSignator Investors, Inc.$50010-06-2009
Mark Herbert SchnizerTriad Advisors LLCSignator Investors, Inc.$50001-03-2010
Jeremy M YoungPNC InvestmentsSignator Investors, Inc.01-28-2010
Mowry Wayne Young IIWealthcare Capital Management LLCSignator Investors, Inc.02-17-2010
Bryan George BrownWealthcare Capital Management LLCSignator Investors, Inc.02-17-2010
Peter Frederick ButlerAmeriprise Financial Services, Inc.Signator Investors, Inc.03-26-2010
Mark David WilcoxAmeriprise Financial Services, Inc.Signator Investors, Inc.03-26-2010
Joshua James AnglinAmeriprise Financial Services, Inc.Signator Investors, Inc.03-26-2010
Justin Matthew WeselohAmeriprise Financial Services, Inc.Signator Investors, Inc.03-26-2010
Andrew Jay MaimonaAmeriprise Financial Services, Inc.Signator Investors, Inc.04-07-2010
David Lee HeffelmanAmeriprise Financial Services, Inc.Signator Investors, Inc.04-07-2010
Charles Herbert ColePrivate Client Services, LLCSignator Investors, Inc.$10008-18-2011
James Scott SchafferOneAmerica Securities, Inc.Signator Investors, Inc.$50008-06-2012
Brooke Jayson BowermanRoyal Alliance Associates, Inc.Signator Investors, Inc.$10012-14-2012
Neoklis StathopoulosRoyal Alliance Associates, Inc.Signator Investors, Inc.12-18-2012
Marc James GaudetteThe O.N. Equity Sales CompanySignator Investors, Inc.07-24-2013
ANDREW HOUSTON BARTONLibertas Wealth Management Group, Inc.Signator Investors, Inc.02-13-2014
Lori Lyn BowdenLincoln Financial Securities CorporationSignator Investors, Inc.$10004-17-2014
Ronnie Lee Holmes Jr.Lincoln Financial Securities CorporationSignator Investors, Inc.08-01-2014
Robert KoenigbauerRoyal Alliance Associates, Inc.Signator Investors, Inc.09-02-2014
Dustin G DaviesPNC InvestmentsSignator Investors, Inc.10-09-2014
Charles Shaw WinslowEquity Services, Inc.Signator Investors, Inc.12-11-2015
Daniel Patrick SkeesCambridge Investment Research, Inc.Signator Investors, Inc.$10006-13-2016
Eric Keith KingCommonwealth Financial NetworkSignator Investors, Inc.$50010-05-2016
Jennifer Elaine YeaterCommonwealth Financial NetworkSignator Investors, Inc.10-05-2016
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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