Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Adam PiferFirelands Wealth Management, LLCThe O.N. Equity Sales Company07-26-2019
John Robert MullettKestra Investment Services, LLCThe O.N. Equity Sales Company07-25-2019
Elizabeth Kate HandKestra Investment Services, LLCThe O.N. Equity Sales Company07-25-2019
Clinton David MillerKestra Investment Services, LLCThe O.N. Equity Sales Company07-25-2019
Michael G. RomanelloIndependence Capital Co., Inc.The O.N. Equity Sales Company05-23-2019
Valerie Ann SchmitzMML Investors Services, LLCThe O.N. Equity Sales Company01-10-2019
Andrew Brian ChildsJ.P. Morgan Securities LLCThe O.N. Equity Sales Company01-02-2019
Eric John PetrotteNYLIFE Securities LLCThe O.N. Equity Sales Company04-26-2018
Mary Distelzweig SzymanskiJ.P. Morgan Securities LLCThe O.N. Equity Sales Company04-11-2018
Mark Charles FaubelJericho FinancialThe O.N. Equity Sales Company09-12-2017
Adam B. LandryCentaurus Financial, Inc.The O.N. Equity Sales Company03-06-2017
Chad Andrew BrownRegal Investment Advisors LLCThe O.N. Equity Sales Company01-03-2017
Richard John LuschinAvantax Investment Services, Inc.The O.N. Equity Sales Company03-30-2016
Randall Lloyd DiehlRoyal Alliance Associates, Inc.The O.N. Equity Sales Company03-22-2016
Eric F. JonesNational Planning CorporationThe O.N. Equity Sales Company06-15-2015
Laurie Jean GerdyAmeriprise Financial Services, LLCThe O.N. Equity Sales Company01-02-2015
Andrew Martin DavisJ.P. Morgan Securities LLCThe O.N. Equity Sales Company11-18-2014
George Joseph RandallCetera Advisor Networks LLCThe O.N. Equity Sales Company10-28-2014
James Michael SegoThe O.N. Equity Sales CompanyThe O.N. Equity Sales Company02-04-2014
Thomas Charles RennegarbeFifth Third Securities, Inc.The O.N. Equity Sales Company08-28-2013
Jessica Ann ParrottThe O.N. Equity Sales CompanyThe O.N. Equity Sales Company10-04-2012
Michael Winston Bain Jr.MBIA Capital AdvisorsThe O.N. Equity Sales Company04-20-2011
William Michael Arthur IIValMark Securities, Inc.The O.N. Equity Sales Company03-03-2010
Regan Michael TurnerThe O.N. Equity Sales CompanyThe O.N. Equity Sales Company01-25-2010
Christina Ann HowardAmerican Fidelity Securities, Inc.The O.N. Equity Sales Company10-19-2009
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.