Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron E MechlingMorgan Stanley & Co. LLCUBS Financial Services Inc.04-01-2009
Adam Bruce BiblerThe Huntington Investment CompanyUBS Financial Services Inc.11-09-2017
Adam Tyler KwiecinskiMorgan StanleyUBS Financial Services Inc.03-20-2014
Adelbert Francis DuffyCUSO Financial Services, L.P.UBS Financial Services Inc.03-23-2009
Alexander D. BarclayMorgan StanleyUBS Financial Services Inc.$50008-25-2017
Allan Michael RetaMorgan StanleyUBS Financial Services Inc.$50009-06-2019
Allan Paul CovertMorgan StanleyUBS Financial Services Inc.$25009-06-2019
Amanda Marie GallJ.J.B. Hilliard, W.L. Lyons, LLCUBS Financial Services Inc.05-11-2017
Andrew J. GrantMorgan StanleyUBS Financial Services Inc.09-05-2013
ANDREW KAYE KLINGERThe Huntington Investment CompanyUBS Financial Services Inc.$50005-27-2009
Anthony CeccarelliChase Investment Services Corp.UBS Financial Services Inc.05-04-2009
Anthony Vincent SchockRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10003-29-2019
Aquil Abbas NaeemPNC InvestmentsUBS Financial Services Inc.07-19-2010
Benjamin E TegelAuxin Group Wealth Management, LLCUBS Financial Services Inc.06-12-2015
Benjamin Wyan BaileyAmeriprise Financial Services, Inc.UBS Financial Services Inc.$50004-22-2009
Brandon Thomas SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50005-04-2009
Brian David LippertMorgan StanleyUBS Financial Services Inc.$10007-02-2010
Brian Edward RathbunRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10003-29-2019
Brian Gerard DannemillerMorgan StanleyUBS Financial Services Inc.$50008-27-2010
Brian J FunkhouserVenture Visionary Partners LLCUBS Financial Services Inc.06-24-2019
Brian Keith AlbachMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
Brian Michael MackertMorgan StanleyUBS Financial Services Inc.$15004-26-2012
Carl Andrew AdkinsU.S. Bancorp Investments, Inc.UBS Financial Services Inc.06-18-2009
Carly Noel ReynoldsAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-08-2015
Charles Brian ClutterWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10001-15-2010
Next Page »

Showing 1 to 25 of 210 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.