Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen David PutinskiWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2020
Grant KaminOne SevenUBS Financial Services Inc.01-06-2020
Shane Michael MoranMorgan StanleyUBS Financial Services Inc.10-30-2019
Samuel Alexander McCoyMorgan StanleyUBS Financial Services Inc.10-23-2019
Lance Alan WhiteMorgan StanleyUBS Financial Services Inc.10-07-2019
Michael Josephe PlatteMorgan StanleyUBS Financial Services Inc.10-07-2019
Matthew David PenrodMorgan StanleyUBS Financial Services Inc.10-07-2019
Monica Ann MalhoitMorgan StanleyUBS Financial Services Inc.09-20-2019
Allan Michael RetaMorgan StanleyUBS Financial Services Inc.09-06-2019
Jeffrey Robert SimpsonMorgan StanleyUBS Financial Services Inc.09-06-2019
Allan Paul CovertMorgan StanleyUBS Financial Services Inc.09-06-2019
Jamie Lynn KaczmarskiPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.07-09-2019
John T. O'BrienPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-25-2019
Geoffrey Andrew MerlWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-26-2019
Leigh Anne GageStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.02-14-2019
John Spencer BradleyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-12-2019
David Patrick BeyerleRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-12-2019
Martin Edward WilhelmyWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-07-2018
Joseph Peter PanfilWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-02-2018
Walter Joseph SokiraJ.J.B. Hilliard, W.L. Lyons, LLCUBS Financial Services Inc.05-18-2018
Toni Jean FrancisJ.J.B. Hilliard, W.L. Lyons, LLCUBS Financial Services Inc.05-18-2018
Erin E. AdamsFifth Third Securities, Inc.UBS Financial Services Inc.02-26-2018
Adam Bruce BiblerThe Huntington Investment CompanyUBS Financial Services Inc.11-09-2017
Lauren C. RunyonRaymond James Financial Services, Inc.UBS Financial Services Inc.10-17-2017
James Elno Makee Jr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-17-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.