Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristan Nicole PrestonSequoia Financial Group, L.L.C.ValMark Securities, Inc.03-02-2009
Stanley Donald MilovancevSequoia Financial Group, L.L.C.ValMark Securities, Inc.01-11-2010
Jeanette FioreValMark Securities, Inc.ValMark Securities, Inc.12-01-2010
Michael Gerard DisalvoThe Wealth Advantage Group, Inc.ValMark Securities, Inc.03-29-2011
Thomas Badger HerbruckKestra Investment Services, LLCValMark Securities, Inc.05-03-2011
Christopher Garfield HerbruckKestra Investment Services, LLCValMark Securities, Inc.05-03-2011
Lauren Irene MaclarenSequoia Financial Group, L.L.C.ValMark Securities, Inc.05-13-2011
David Neil SchroyerPNC InvestmentsValMark Securities, Inc.$10005-24-2011
Craig Allan Welch Jr.Key Investment Services LLCValMark Securities, Inc.$50006-07-2011
Matthew D WojteckiPNC InvestmentsValMark Securities, Inc.$10006-16-2011
Margaret Ann Reading GoetzRaymond James Financial Services, Inc.ValMark Securities, Inc.07-14-2011
Christopher John HorvatNorthwestern Mutual Investment Services, LLCValMark Securities, Inc.07-28-2011
Anthony Thomas GarganoSequoia Financial Group, L.L.C.ValMark Securities, Inc.07-31-2012
Dean Michael DefilippoSequoia Financial Group, L.L.C.ValMark Securities, Inc.08-21-2012
Michael Marc CymbalSequoia Financial Group, L.L.C.ValMark Securities, Inc.11-30-2012
Ryan Christopher BaneySequoia Financial Group, L.L.C.ValMark Securities, Inc.12-13-2012
Heather Lynn CrawfordPNC InvestmentsValMark Securities, Inc.$50006-24-2013
David Paul KocsisPrivate Advisor Group, LLCValMark Securities, Inc.11-20-2013
Michael Wayne Kelley IIRaymond James Financial Services, Inc.ValMark Securities, Inc.04-03-2014
Cynthia Marie CiccottiKey Investment Services LLCValMark Securities, Inc.07-29-2014
Ryan F WetzelMerrill Lynch, Pierce, Fenner & Smith IncorporatedValMark Securities, Inc.08-11-2014
John Michael GoodCetera Advisor Networks LLCValMark Securities, Inc.$10009-02-2014
Jeff Edward RovnakSequoia Financial Group, L.L.C.ValMark Securities, Inc.01-02-2015
Terence James Gliha Jr.Sequoia Financial Group, L.L.C.ValMark Securities, Inc.01-13-2015
Jason Jon LukzW3 Wealth Advisors, LLCValMark Securities, Inc.02-04-2015
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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