Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Allen RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
William Keegan RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
Adam Christopher HalmLPL Financial LLCVoya Financial Advisors, Inc.$2509-11-2020
Craig Michael BruningRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.$4903-16-2020
Chad Andrew WaltonKovack Securities Inc.Voya Financial Advisors, Inc.$5003-13-2020
Steven John SpieldennerCetera Advisor Networks LLCVoya Financial Advisors, Inc.10-31-2019
Robert David RossAmeritas Investment Company, LLCVoya Financial Advisors, Inc.09-04-2019
Mark Lamar HolzemerAmeritas Investment Company, LLCVoya Financial Advisors, Inc.09-03-2019
Stephen A RogersLPL Financial LLCVoya Financial Advisors, Inc.$5008-12-2019
Keith L WoodWestminster Financial Securities, Inc.Voya Financial Advisors, Inc.02-26-2019
Ryan Matthew VollweilerCharles Schwab & Co., Inc.Voya Financial Advisors, Inc.02-28-2017
Mark Cully NortonLPL Financial LLCVoya Financial Advisors, Inc.01-26-2017
Lawrence Patrick DeckerAmeritas Investment Company, LLCVoya Financial Advisors, Inc.01-20-2016
Joseph DeckerAmeritas Investment Company, LLCVoya Financial Advisors, Inc.01-20-2016
Steven David DeckerAmeritas Investment Company, LLCVoya Financial Advisors, Inc.$2501-20-2016
Christopher Alan GillCambridge Investment Research, Inc.Voya Financial Advisors, Inc.12-16-2011
Denver Lee Nelson JrSigma Financial CorporationVoya Financial Advisors, Inc.$5007-31-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.