Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allan RichardsonThe Huntington Investment CompanyW&S Brokerage Services, Inc.08-24-2020
Patrick Spenser MillardMerrill Lynch, Pierce, Fenner & Smith IncorporatedW&S Brokerage Services, Inc.08-07-2020
stephen vinerPruco Securities, LLC.W&S Brokerage Services, Inc.07-31-2020
Ross Allan DavisThe Huntington Investment CompanyW&S Brokerage Services, Inc.07-21-2020
Thomas Alan HoytPruco Securities, LLC.W&S Brokerage Services, Inc.07-14-2020
Michael Alan CaudillPruco Securities, LLC.W&S Brokerage Services, Inc.06-09-2020
Robert Eugene Belles IIIKey Investment Services LLCW&S Brokerage Services, Inc.05-27-2020
Michael Paul WilliamsAllstate Financial Services, LLCW&S Brokerage Services, Inc.04-16-2020
Erin Elizabeth SpackeyEquitable Advisors, LLCW&S Brokerage Services, Inc.04-09-2020
Tracy Alan TroxelLPL Financial LLCW&S Brokerage Services, Inc.04-06-2020
Alec C VernonThe Huntington Investment CompanyW&S Brokerage Services, Inc.03-30-2020
Sylvia D ChandlerJ.W. Cole Financial, Inc.W&S Brokerage Services, Inc.01-21-2020
Justin Ryan HarrisEquitable Advisors, LLCW&S Brokerage Services, Inc.12-18-2019
Daniel Thomas BerzinskasCitizens Securities, Inc.W&S Brokerage Services, Inc.08-16-2019
Todd Robert ReynoldsCitizens Securities, Inc.W&S Brokerage Services, Inc.06-04-2019
Bryan James CliftonOneAmerica Securities, Inc.W&S Brokerage Services, Inc.03-18-2019
Terry TothAllstate Financial Services, LLCW&S Brokerage Services, Inc.03-06-2019
Joshua M FergusonU.S. Bancorp Investments, Inc.W&S Brokerage Services, Inc.01-14-2019
Charles Ryan MooreJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.01-02-2019
James Lee GronefeldJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.11-08-2018
Vadim GostomelskyNYLIFE Securities LLCW&S Brokerage Services, Inc.10-29-2018
Bianca MarcellinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedW&S Brokerage Services, Inc.07-19-2018
Maxwell MischkulnigWells Fargo Clearing Services, LLCW&S Brokerage Services, Inc.05-16-2018
Julia Ann BoronJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.04-16-2018
Richard Gerard MogPruco Securities, LLC.W&S Brokerage Services, Inc.02-28-2018
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.