Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shaena MillerAmeriprise Financial Services, LLCWRP Investments, Inc.$8902-14-2014
Jeffrey Alan LangFortune Financial Services, Inc.WRP Investments, Inc.$2510-03-2014
Mark Richard CastoCambridge Investment Research, Inc.WRP Investments, Inc.03-05-2014
Jay Deron ZornesCambridge Investment Research, Inc.WRP Investments, Inc.$10003-05-2014
Matthew Martin JehnRoyal Oak Financial GroupWRP Investments, Inc.02-26-2013
Chris Andrew GnandtAmeriprise Financial Services, LLCWRP Investments, Inc.01-18-2013
Kay Marie AuwerterLPL Financial LLCWRP Investments, Inc.08-03-2012
Stephen Alfons EppichLiberty Partners Financial Services, LLCWRP Investments, Inc.$5006-01-2012
James Lee McInturf JrLPL Financial LLCWRP Investments, Inc.01-30-2012

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.