Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carl Michael FerrazzaCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Frank Arthur ShattuckCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Carl Joseph CamilloCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
George Daniel Smith IIICetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Harlan Vincent MillerCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Mark Wayne HicksCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Jeffrey Charles KnoxCetera Advisor Networks LLCWalnut Street Securities, Inc.$2509-03-2013
Jeffrey Robert MarieaCetera Advisor Networks LLCWalnut Street Securities, Inc.$2509-03-2013
Austin John Linden IIICetera Advisor Networks LLCWalnut Street Securities, Inc.$2509-03-2013
James Fredrick HenyeyCetera Advisor Networks LLCWalnut Street Securities, Inc.$2509-03-2013
Dennis Charles FoxCetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
William Eugene WardCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Geoffrey Francis NovackCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Michael Francis ClearyCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
William Bradley MontgomeryCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Jeffrey David ColvinCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Anthony Jay CiscoCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Maureen Elizabeth BenoCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
David R. PetersCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Stephen William EdkinsCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Michael Jay RosenbergRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$20007-05-2013
Dennis Todd RifeRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$20007-05-2013
Mark Allen SmithRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$2507-05-2013
Gary Richard LesageRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$2507-05-2013
William John KanaryRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$1007-05-2013
Next Page »

Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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