Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam J GibbsEdward JonesWalnut Street Securities, Inc.04-02-2013
Adam Wesley GlaserRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Anthony Michael DeschRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Carleton Amasa HollisterRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$5007-05-2013
Damian John OgrodowskiRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Daniel Phelps FinkelRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Dennis Todd RifeRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Gary Richard LesageRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
James M MonaganRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Jason M ElchertRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Joel David TschantzRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
John Clair CampbellRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Katie Marie HireRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Kelly M SavageRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Lincoln Aaron BoyleRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Luis Eduardo RamirezRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Mark Allen SmithRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.$5007-05-2013
Mark C SmigelskiRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Melissa Joy ReiderFinancial Management Strategies, Inc.Walnut Street Securities, Inc.$15007-02-2013
Michael Jay RosenbergRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Philip J JohnsonRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Ralph Edward Toland IiiRoyal Alliance Associates, Inc.Walnut Street Securities, Inc.07-05-2013
Richard M Holmes IiiVoya Financial Advisors, Inc.Walnut Street Securities, Inc.02-09-2009
Richard Marvin HerrickTFO-TDC, LLCWalnut Street Securities, Inc.07-05-2012
Robert Alan BillsteinIndependence Capital Co., Inc.Walnut Street Securities, Inc.$2510-20-2009
Next Page »

Showing 1 to 25 of 41 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.