Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark BurtonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15208-29-2019
Paul GuerraLPL Financial LLCWells Fargo Clearing Services, LLC$7003-21-2017
C Robert Bennett Holly JensenProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC$6502-27-2017
Anthony TrottaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$6502-16-2017
Thomas MarkellLPL Financial LLCWells Fargo Clearing Services, LLC$25010-28-2016
Chandon Simonis John NiermeyerLPL Financial LLCWells Fargo Clearing Services, LLC$51604-28-2016
Kenton McMahonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$16107-17-2015
Robert BuschurRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$13306-29-2020
Daniel FisherJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-06-2020
Ward AbbeyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5008-29-2019
Dick Niemiec Kyle Adams Lisa ReichertStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$50011-15-2018
Jeramy D MayJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$11803-01-2018
Rich Lowrie Wayne Carney Bryan BlackburnMcDonald Partners LLCWells Fargo Clearing Services, LLC$25001-06-2017
Jeff Mossbarger Drew Deimling Chris MolerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$18804-20-2016
Thomas J Addessi Michael A RossoBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-20-2013
Dan Lamacchia CFPBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-26-2013
Peter FerranteBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-28-2011
Candace DelucaStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC$8706-09-2017
Steve TrimbleUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$20005-20-2014
William HornungRaymond JamesWells Fargo Clearing Services, LLC$14010-19-2018
Nancy K Leizman Lisa KlimaRaymond JamesWells Fargo Clearing Services, LLC$19511-04-2015
David Rodrigo Jason GoldbergRaymond JamesWells Fargo Clearing Services, LLC$10111-15-2013
Michael ShortRaymond JamesWells Fargo Clearing Services, LLC$21610-25-2011
Douglas Richard RoseCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$2510-08-2020
Stephen M CatalanoW3 Wealth Advisors, LLCWells Fargo Clearing Services, LLC10-01-2020
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Showing 1 to 25 of 192 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.