Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark BurtonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15208-29-2019
Robert Clark MooreSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15009-27-2019
Ward AbbeyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5008-29-2019
Warren Samuel WernickCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$1,00007-02-2019
Jordan Alva RodriguezCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC07-02-2019
Bruce O. Dye Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$1106-07-2019
Maura Elizabeth HolowchakRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-31-2019
Paul Charles MahlerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-31-2019
Leif Eric MahlerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Richard Leon PecceRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-29-2019
Kevin Michael SnellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10004-29-2019
Beverly Kay SchmittRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Terrence Jude HeilCetera Advisor Networks LLCWells Fargo Clearing Services, LLC$5003-07-2019
Mark Robert MertenInVest Capital PartnersWells Fargo Clearing Services, LLC02-15-2019
Randy Jay YoderRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC11-06-2018
Larry Warren SillsB. Riley Wealth ManagementWells Fargo Clearing Services, LLC$5010-23-2018
Elisa Riva BudoffAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-27-2018
James Robert EckWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-15-2018
James Clarence GetterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-15-2018
Eric Matthew GreenwellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15006-15-2018
Timothy J KoesterU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$1,00006-08-2018
Daniel McGreevyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-31-2018
Gary Luther BrahlerMorgan StanleyWells Fargo Clearing Services, LLC$1,00005-02-2018
Jeramy Douglas MayJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-01-2018
Kimberly Ann ThompsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1502-09-2018
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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