Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristen Leigh EtlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-27-2011
Larry Warren SillsB. Riley Wealth ManagementWells Fargo Clearing Services, LLC$5010-23-2018
Leif Eric MahlerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Lesia Lynn Marino-BrolinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-09-2010
Liam Beffa GuineyStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC05-26-2016
Lisa Alice GrudenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1001-26-2012
Lisa Ann LidkeWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-02-2014
Louis Milton VisionRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-22-2010
Marc David HannemanInfinex Investments, Inc.Wells Fargo Clearing Services, LLC05-20-2009
Mark BurtonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15208-29-2019
Mark Martin WaickmanRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10003-13-2009
Mark Robert MertenInVest Capital PartnersWells Fargo Clearing Services, LLC02-15-2019
Martin Matthew MeyersMeyers Wealth Management, LLCWells Fargo Clearing Services, LLC01-17-2018
Matthew David MeyersMeyers Wealth Management, LLCWells Fargo Clearing Services, LLC10-18-2017
Matthew James PufleaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-26-2012
Maura Elizabeth HolowchakRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-31-2019
Maurice Jerry JonesLPL Financial LLCWells Fargo Clearing Services, LLC05-10-2013
Michael Clarence PowersMcDonald Partners LLCWells Fargo Clearing Services, LLC12-06-2012
Michael Gerard SussliUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-24-2015
Michael James HoodMorgan StanleyWells Fargo Clearing Services, LLC$1003-31-2015
Michael James ShortRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-23-2011
Michael Shawn BowerInfinex Investments, Inc.Wells Fargo Clearing Services, LLC$6906-01-2016
Michele J. Stuban-PetersBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-16-2015
Montford Jonathan WillLPL Financial LLCWells Fargo Clearing Services, LLC12-16-2011
Nancy Klemperer LeizmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10009-17-2015
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Showing 51 to 75 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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