Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Bruce ElovitzRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-24-2014
Alex Ryan MaicksMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-07-2020
Andrew D LambValMark Securities, Inc.Wells Fargo Clearing Services, LLC06-14-2019
Angela Rena CurtisLPL Financial LLCWells Fargo Clearing Services, LLC03-16-2012
Anthony Frank TrottaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$3202-16-2017
Anthony TrottaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$6502-16-2017
Beverly Kay SchmittRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Brendan John CunninghamMorgan StanleyWells Fargo Clearing Services, LLC$5901-07-2011
Brent Alan MarkleyLPL Financial LLCWells Fargo Clearing Services, LLC$10005-27-2011
Brittany Chantal HesterU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-10-2020
Bruce O Dye JrLPL Financial LLCWells Fargo Clearing Services, LLC$1106-07-2019
C Robert Bennett Holly JensenProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC$6502-27-2017
Candace DelucaStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC$8706-09-2017
Candace Lynn DelucaLPL Financial LLCWells Fargo Clearing Services, LLC$10006-09-2017
Carl C HeltzelRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2504-17-2009
Chandon Simonis John NiermeyerLPL Financial LLCWells Fargo Clearing Services, LLC$51604-28-2016
Christian John RiemenschneiderMorgan StanleyWells Fargo Clearing Services, LLC$1,00011-22-2019
Christopher A MolerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC04-19-2016
Christopher J DorranceTriad Advisors LLCWells Fargo Clearing Services, LLC04-09-2010
Christopher Richard MayerLPL Financial LLCWells Fargo Clearing Services, LLC$2512-20-2010
Christopher Shea MarmionUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15011-01-2012
Colleen BurgessThe Huntington Investment CompanyWells Fargo Clearing Services, LLC$15004-10-2015
Corey Lee SarosyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$12001-14-2011
Dan Lamacchia CFPBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-26-2013
Daniel Christopher BeldenBelden Financial, LLCWells Fargo Clearing Services, LLC04-11-2017
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Showing 1 to 25 of 192 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.