Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan Alva RodriguezCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC07-02-2019
Leif Eric MahlerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Beverly Kay SchmittRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Mark Robert MertenInVest Capital PartnersWells Fargo Clearing Services, LLC02-15-2019
Randy Jay YoderRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC11-06-2018
Daniel McGreevyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-31-2018
Jeramy Douglas MayJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-01-2018
Martin Matthew MeyersMeyers Wealth Management, LLCWells Fargo Clearing Services, LLC01-17-2018
Peter Schott HiltzKingsview Asset Management, LLCWells Fargo Clearing Services, LLC11-29-2017
Robert David MeyersMeyers Wealth Management, LLCWells Fargo Clearing Services, LLC10-23-2017
Matthew David MeyersMeyers Wealth Management, LLCWells Fargo Clearing Services, LLC10-18-2017
John L. MarchandSequoia Financial Advisors, L.L.C.Wells Fargo Clearing Services, LLC09-06-2017
Candace Lynn DelucaStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC06-09-2017
Nicholas George BroskyMorgan StanleyWells Fargo Clearing Services, LLC04-18-2017
Daniel Christopher BeldenBelden Financial, LLCWells Fargo Clearing Services, LLC04-11-2017
Deborah Sue SolomonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-30-2017
Jason Wayne WegnerKey Investment Services LLCWells Fargo Clearing Services, LLC11-01-2016
Thomas Jesse MarkellLighthouse Advisers, LLCWells Fargo Clearing Services, LLC10-28-2016
William James StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-06-2016
Liam Beffa GuineyStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC05-26-2016
John Erik NiermeyerStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC04-29-2016
Drew Gerard DeimlingJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC04-19-2016
Christopher A. MolerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC04-19-2016
Kevin Eugene Norman Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC10-23-2015
Michele J. Stuban-PetersBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-16-2015
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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