Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart William PayneAXA Advisors, LLCW&S Brokerage Services, Inc.07-23-2018
Scott D. HowardAXA Advisors, LLCW&S Brokerage Services, Inc.04-19-2018
Douglas Michael ZulloAXA Advisors, LLCVoya Financial Advisors, Inc.$10007-13-2017
Zach CouchAXA Advisors, LLCVoya Financial Advisors, Inc.$10008-17-2012
Christopher Paul HoganAXA Advisors, LLCVALIC Financial Advisors, Inc.$25001-04-2013
Carol Marie Rodgers-RivirAXA Advisors, LLCVALIC Financial Advisors, Inc.$50011-01-2012
Annette Pelfrey KitchenAXA Advisors, LLCVALIC Financial Advisors, Inc.$25012-15-2011
Edward M BuffingtonAXA Advisors, LLCVALIC Financial Advisors, Inc.$10008-02-2011
Brandon Dennis StrongAXA Advisors, LLCVALIC Financial Advisors, Inc.08-02-2011
Justin James ScheeffAXA Advisors, LLCUBS Financial Services Inc.05-19-2009
Joseph Daniel PattonAXA Advisors, LLCU.S. Bancorp Investments, Inc.01-30-2014
Fred George Schoenfeld IIAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC09-21-2017
Dale Edward SwanzerAXA Advisors, LLCThrivent Investment Management Inc.04-01-2014
Susan M FarlowAXA Advisors, LLCThe Leaders Group, Inc.06-04-2013
Brian Keith IamsAXA Advisors, LLCThe Huntington Investment Company11-26-2019
Eugene George Zrinyi Jr.AXA Advisors, LLCTD Ameritrade, Inc.04-16-2018
Corey R. FogelAXA Advisors, LLCStrategic Advisers LLC03-12-2018
Chad A. OberholtzerAXA Advisors, LLCState Farm VP Management Corp.07-18-2018
Thomas Michael CompernolleAXA Advisors, LLCSignator Investors, Inc.$50010-06-2009
Darin A. HessAXA Advisors, LLCSecurities America, Inc.09-05-2019
Benjamin Michael TaylorAXA Advisors, LLCSecurian Financial Services, Inc.04-12-2016
Matthew James DeckerAXA Advisors, LLCSecurian Financial Services, Inc.04-12-2016
Dorian Scott HolmesAXA Advisors, LLCScottrade, Inc.07-17-2017
Jeffery Allen AchesonAXA Advisors, LLCSagePoint Financial, Inc.$50007-15-2014
Tyler Joseph SchroederAXA Advisors, LLCRoyal Alliance Associates, Inc.08-04-2015
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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