Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Eric RenchAmeriprise Financial Services, Inc.AXA Advisors, LLC06-27-2019
Kyle D. VaclavAmeriprise Financial Services, Inc.AXA Advisors, LLC02-05-2016
Cheryl Marie SternastyAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.$20010-14-2016
Brian Craig SutphinAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.10-14-2016
Cathleen Sue WhiteAmeriprise Financial Services, Inc.Chase Investment Services Corp.04-13-2012
Joshua Alan PavonAmeriprise Financial Services, Inc.Chase Investment Services Corp.04-11-2011
Santi Nalluri NallapaneniAmeriprise Financial Services, Inc.Chase Investment Services Corp.01-11-2011
Stephen George DaleyAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$10003-20-2009
Kerry Robert ThompsonAmeriprise Financial Services, Inc.Commonwealth Financial Network04-11-2011
Stuart Ray MillerAmeriprise Financial Services, Inc.Cutter & Company, Inc.01-30-2018
Derek Lee CrihfieldAmeriprise Financial Services, Inc.Edward Jones07-05-2019
Christian John RetherAmeriprise Financial Services, Inc.Edward Jones08-17-2018
Drew R MantelAmeriprise Financial Services, Inc.Edward Jones03-23-2018
Michael Tim PowersAmeriprise Financial Services, Inc.Edward Jones$2502-23-2018
Johnny Wayne Dawson Jr.Ameriprise Financial Services, Inc.Edward Jones11-24-2017
Juan MarcanoAmeriprise Financial Services, Inc.Edward Jones03-04-2016
Joie Lynn HanleyAmeriprise Financial Services, Inc.Edward Jones12-04-2015
Luke Allen WashburnAmeriprise Financial Services, Inc.Edward Jones08-21-2015
Brian James HeraldAmeriprise Financial Services, Inc.Edward Jones07-21-2015
Brian David EmeryAmeriprise Financial Services, Inc.Edward Jones02-17-2015
Timothy Sean ChannelAmeriprise Financial Services, Inc.Edward Jones11-01-2013
David Alexander WilliamsAmeriprise Financial Services, Inc.Edward Jones$2506-28-2013
Tara Jean ShowalterAmeriprise Financial Services, Inc.Equity Services, Inc.05-31-2019
Roger Allen PotterAmeriprise Financial Services, Inc.Farmers Financial Solutions, LLC07-07-2015
Christopher Andrew WysongAmeriprise Financial Services, Inc.Fifth Third Securities, Inc.05-15-2015
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Showing 1 to 25 of 144 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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