Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Alan RowlandAmeriprise Financial Services, Inc.WRP Investments, Inc.12-18-2014
Eugene Edward Welsh Jr.Ameriprise Financial Services, Inc.WRP Investments, Inc.02-14-2014
Shaena Leigh MillerAmeriprise Financial Services, Inc.WRP Investments, Inc.02-14-2014
Chris Andrew GnandtAmeriprise Financial Services, Inc.WRP Investments, Inc.01-18-2013
Steven PapakirkAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-12-2019
Mark Edward BurtonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-29-2019
James Edward JohnsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-22-2019
Elisa Riva BudoffAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50007-27-2018
Kimberly Ann ThompsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15002-09-2018
Steven J MygrantAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$19603-01-2017
Anthony Frank TrottaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$32002-16-2017
Kenton Marion McMahonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-17-2015
David Patrick WilkinsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-27-2015
David J. NaberAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-27-2013
Dennis Ross OltorikAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-27-2013
Louis George McgarveyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-23-2013
Timothy Owen McGarveyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-23-2013
John Derrick SweeneyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25005-23-2013
James Craig GriffisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-25-2011
Michael Shawn RoderickAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-03-2010
Jacob Tyler LarrisonAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10007-18-2019
Robert Ray RollinsAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC05-30-2017
John Samuel TrecasoAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15012-06-2012
Kenneth Vernon Byers Jr.Ameriprise Financial Services, Inc.ValMark Advisers, Inc.$10009-10-2014
Michael C BenoskiAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10002-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.