Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jon PfaffAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2012
Albert William LyonsAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5008-01-2014
Andrew David HarmonAmeriprise Financial Services, Inc.Main Street Family Advisors, Inc.12-23-2015
Andrew Joseph BarkleyAmeriprise Financial Services, Inc.HW Financial Advisors$5003-28-2014
Anthony TrottaAmeriprise Financial Services, Inc.Wells Fargo Advisors$6502-16-2017
Beverly Ann StiegeleAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Blake H. FarmerAmeriprise Financial Services, Inc.Morgan Stanley$5007-20-2012
Brian Craig SutphinAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.10-14-2016
Brian David EmeryAmeriprise Financial Services, Inc.Edward Jones02-17-2015
Brian J. BeckerAmeriprise Financial Services, Inc.MetLife Securities Inc.03-13-2013
Brian James HeraldAmeriprise Financial Services, Inc.Edward Jones07-21-2015
Brian James McConnellAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-22-2019
Bryan Charles BarragateAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Cathleen Sue WhiteAmeriprise Financial Services, Inc.Chase Investment Services Corp.04-13-2012
Cheryl Marie SternastyAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.$20010-14-2016
Chris Andrew GnandtAmeriprise Financial Services, Inc.WRP Investments, Inc.01-18-2013
Chris Lee SaulAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Christian John RetherAmeriprise Financial Services, Inc.Edward Jones08-17-2018
Christopher Andrew WysongAmeriprise Financial Services, Inc.Fifth Third Securities, Inc.05-15-2015
Christopher D. SchalkAmeriprise Financial Services, Inc.PNC Investments11-14-2018
Christopher Derek SweeneyAmeriprise Financial Services, Inc.Sigma Financial Corporation$5004-18-2012
Christopher Edward AdkinsAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.03-23-2017
Christopher J. EdelmanAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.07-06-2017
Craig Matthew SutherlandAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2009
Daniel Eugene KunosAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$2507-18-2017
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Showing 1 to 25 of 143 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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