Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Donald MedfordCambridge Investment Research, Inc.FSC Securities Corporation$1010-04-2019
William Paul DavisCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Loretta Jane StratisCambridge Investment Research, Inc.H. Beck, Inc.$2509-23-2019
Dale Edwin PetersonCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Anthony Raymond LombardiCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Carolyn ValentineCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Thomas F. LentzCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Warren Samuel WernickCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$1,00007-02-2019
Jordan Alva RodriguezCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC07-02-2019
Neal David ClemensCambridge Investment Research, Inc.USA Financial Securities Corporation06-27-2019
Tina Marie NofzingerCambridge Investment Research, Inc.LPL Financial LLC06-18-2019
Richard Kevin MajewskiCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC04-01-2019
Todd Thomas RohrerCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.01-02-2019
Jeremy T. KelleyCambridge Investment Research, Inc.The Huntington Investment Company11-23-2018
Brian William YeakleyCambridge Investment Research, Inc.MML Investors Services, LLC$5011-01-2018
James Lee HoganCambridge Investment Research, Inc.Nationwide Securities, LLC$1011-01-2018
Charles Gregory OrcuttCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.11-01-2018
Susan Elaine SukysCambridge Investment Research, Inc.Money Concepts Capital Corp$1009-18-2018
John S. DimauroCambridge Investment Research, Inc.Robert W. Baird & Co. Incorporated08-14-2018
Eric Michael BokeschCambridge Investment Research, Inc.Nationwide Investment Services Corporation$10007-16-2018
Donald M. McClurgCambridge Investment Research, Inc.Securities America, Inc.$15005-18-2018
Zel Edward BushCambridge Investment Research, Inc.LPL Financial LLC05-16-2018
Donald Paul Qualters Jr.Cambridge Investment Research, Inc.First Dominion Capital Corp.02-16-2018
Mary Joanne TerryCambridge Investment Research, Inc.Commonwealth Financial Network$2502-01-2018
Michael Francis MossCambridge Investment Research, Inc.INVEST Financial Corporation$1012-01-2017
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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