Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Craig IngramCetera Advisor Networks LLCRegal Advisory Services, Inc.$5011-19-2019
Gerald L. Vanderhorst Jr.Cetera Advisor Networks LLCH. Beck, Inc.10-16-2019
Patrick Okeeffe KevinCetera Advisor Networks LLCFifth Third Securities, Inc.$10007-11-2019
William Walter LeboeufCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2019
David Alan WiedmeyerCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2019
TERRENCE JUDE HEILCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-07-2019
Theresa Ann SchmotzerCetera Advisor Networks LLCPNC Investments02-28-2019
Aaron Thomas ReedCetera Advisor Networks LLCQuestar Capital Corporation02-15-2019
Matthew David HeckCetera Advisor Networks LLCCharles Schwab & Co., Inc.$50011-27-2018
Stephen Joseph MitskavichCetera Advisor Networks LLCQuestar Capital Corporation$10011-08-2018
Robert William StarkCetera Advisor Networks LLCWatch Guard Capital LLC10-23-2018
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$10010-12-2018
Michael Patrick CunninghamCetera Advisor Networks LLCForesters Financial Services, Inc.$10009-11-2018
Timothy Allen TolandCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$10005-21-2018
David Lee TroutmanCetera Advisor Networks LLCMML Investors Services, LLC$50001-23-2018
Scott R. LewisCetera Advisor Networks LLCOneAmerica Securities, Inc.01-11-2018
Cara Lynn HoganCetera Advisor Networks LLCStratos Wealth Partners, Ltd$10012-12-2017
Marc Ronald SurmayCetera Advisor Networks LLCH. Beck, Inc.$10010-27-2017
John Robert BearssCetera Advisor Networks LLCQuestar Capital Corporation08-21-2017
Jerry P MichnaCetera Advisor Networks LLCQuestar Capital Corporation$25008-11-2017
David Allen HammCetera Advisor Networks LLCPruco Securities, LLC.06-30-2017
James Allen LebzelterCetera Advisor Networks LLCMML Investors Services, LLC06-20-2017
John A. BarbishCetera Advisor Networks LLCAmeritas Investment Corp.$50004-12-2017
Molly Loretta CarlinCetera Advisor Networks LLCAmeritas Investment Corp.03-22-2017
Jonathan J WidrigCetera Advisor Networks LLCAmeritas Investment Corp.03-09-2017
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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