Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian William DistlerCetera Advisor Networks LLC1st Global Capital Corp.$1001-30-2013
Kayla Ann StoweCetera Advisor Networks LLC1st Global Capital Corp.01-30-2013
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, Inc.10-12-2018
Craig Douglas WigginsCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$5801-09-2017
John A. BarbishCetera Advisor Networks LLCAmeritas Investment Corp.$5004-12-2017
Joseph F. RomitoCetera Advisor Networks LLCAmeritas Investment Corp.02-28-2017
David Earl HerwerdenCetera Advisor Networks LLCAmeritas Investment Corp.02-01-2017
Matthew David HeckCetera Advisor Networks LLCCharles Schwab & Co., Inc.$5011-27-2018
Jennifer Lee Zeits-GaskoCetera Advisor Networks LLCCUNA Brokerage Services, Inc.07-27-2011
Patrick Okeeffe KevinCetera Advisor Networks LLCFifth Third Securities, Inc.07-11-2019
Gerald L. Vanderhorst Jr.Cetera Advisor Networks LLCH. Beck, Inc.10-16-2019
Steven Howard JacobsCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Vincent Robert GallagherCetera Advisor Networks LLCKestra Advisory Services, LLC$6005-02-2016
William Walter Le BoeufCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2019
David Lee TroutmanCetera Advisor Networks LLCMML Investors Services, LLC$5001-23-2018
Jon P. GlinkCetera Advisor Networks LLCNew England Securities10-10-2011
Scott R. LewisCetera Advisor Networks LLCOneAmerica Securities, Inc.01-11-2018
John Frederick StaufferCetera Advisor Networks LLCPark Avenue Securities LLC01-13-2017
Michael John Lotko IIICetera Advisor Networks LLCPrincipal Securities, Inc.11-21-2016
Jerry P MichnaCetera Advisor Networks LLCQuestar Capital Corporation$2508-11-2017
Daniel Nathan SteinbergCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$9705-31-2016
Thomas Carmen PitroneCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$1004-12-2013
Stephen James DzurecCetera Advisor Networks LLCRoyal Alliance Associates, Inc.03-05-2012
Michael Joseph KowalCetera Advisor Networks LLCRoyal Alliance Associates, Inc.07-29-2011
David Lloyd BeiswangerCetera Advisor Networks LLCSA Stone Wealth Management Inc.07-15-2016
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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