Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam R. StalnakerCetera Advisors LLCNew England Securities12-03-2013
Alan Thomas TopolskiCetera Advisors LLCAXA Advisors, LLC03-06-2012
Brian Thomas MillsCetera Advisors LLCLPL Financial LLC11-18-2010
Chevalier Roland HomanCetera Advisors LLCThrivent Investment Management Inc.08-13-2019
Daniel Joseph RudskiCetera Advisors LLCMML Investors Services, LLC01-28-2014
David Joseph SchmerberCetera Advisors LLCLPL Financial LLC$1002-08-2017
Joseph John KovachCetera Advisors LLCNew England Securities$5005-18-2012
Kenneth Wayne JonesCetera Advisors LLCNew England Securities$1004-16-2012
Kent P. Von Der VellenCetera Advisors LLCOneAmerica Securities, Inc.06-03-2019
Kraig Kerry KellerCetera Advisors LLCEdward Jones10-03-2011
Lamont Maurice StewartCetera Advisors LLCEdward Jones$1002-25-2011
Louis King Shing LoCetera Advisors LLCXtent Financial Group, Inc.$5001-31-2011
Matthew B. BeckCetera Advisors LLCWoodbury Financial Services, Inc.$2503-27-2013
Michael Anthony WienerCetera Advisors LLCInvestors Capital Corp.10-03-2016
Michael Don KuglerCetera Advisors LLCLPL Financial LLC11-18-2011
Michael Shawn AnthonyCetera Advisors LLCPrimeSolutions Securities, Inc.01-08-2015
Nathan Daniel OllishCetera Advisors LLCRaymond James Financial Services, Inc.06-25-2018
Robert Stephan RuckmanCetera Advisors LLCEdward Jones$1003-02-2012
Ronald SkowronskyCetera Advisors LLCEdward Jones02-18-2009
Seann Jeremy SchallerCetera Advisors LLCPark Avenue Securities LLC02-12-2014
Tera J. ShawdCetera Advisors LLCInvestors Capital Corp.10-03-2016
Theodore Anthony CalabreseCetera Advisors LLCNew England Securities06-29-2012
Timothy John ChronisterCetera Advisors LLCSecurities Service Network, LLC11-30-2012

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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