Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Michael DobbinsChase Investment Services Corp.Advance Capital Services, Inc.02-01-2010
Kevin Eugene SmithChase Investment Services Corp.Allstate Financial Services, LLC$10009-01-2009
Matthew Allen GrohChase Investment Services Corp.Ameriprise Financial Services, Inc.06-01-2012
Shane Daniel PrierChase Investment Services Corp.Ameriprise Financial Services, Inc.$10004-01-2011
Mary Elizabeth CarpenterChase Investment Services Corp.Ameriprise Financial Services, Inc.$10012-01-2010
Houston Russell Sanders Jr.Chase Investment Services Corp.Ameriprise Financial Services, Inc.$50003-01-2010
David Edward PatchChase Investment Services Corp.Ameriprise Financial Services, Inc.$50012-28-2009
Angela Marie KinchChase Investment Services Corp.Ameriprise Financial Services, Inc.$50008-01-2009
Brian William DistlerChase Investment Services Corp.Ameriprise Financial Services, Inc.$10005-18-2009
David Paul BazzoliChase Investment Services Corp.AXA Advisors, LLC09-01-2009
James Scott SchafferChase Investment Services Corp.Capital Financial Services, Inc.$50012-04-2009
Aaron AdcockChase Investment Services Corp.Charles Schwab & Co., Inc.03-31-2011
Santi Nalluri NallapaneniChase Investment Services Corp.Citigroup Global Markets Inc.02-09-2009
Todd Michael DownerdChase Investment Services Corp.Edward Jones06-30-2011
Matthew Gregory MccumbeeChase Investment Services Corp.Edward Jones$50004-04-2011
Orrin Jason NordstromChase Investment Services Corp.Edward Jones09-30-2010
Jeroen Andre HeijnenChase Investment Services Corp.Edward Jones07-30-2010
Aaron Roth LewisChase Investment Services Corp.Edward Jones03-31-2010
Lindsey ChapmanChase Investment Services Corp.Edward Jones03-22-2010
John Charles CrossChase Investment Services Corp.Edward Jones03-01-2010
Robert Cyrus Blades Jr.Chase Investment Services Corp.Edward Jones$10002-01-2010
James Lester Franklin Jr.Chase Investment Services Corp.Edward Jones$10002-01-2010
James William ReittingerChase Investment Services Corp.Fifth Third Securities, Inc.$50008-01-2010
Christopher Lee BrowningChase Investment Services Corp.Fifth Third Securities, Inc.$20002-01-2009
Douglas Walter GraybealChase Investment Services Corp.FirstMerit Financial Services, Inc08-01-2012
Next Page »

Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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