Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seth Nizar TahaCitizens Securities, Inc.Wells Fargo Clearing Services, LLC09-30-2020
Douglas E EsenwineCitizens Securities, Inc.Edward Jones08-26-2020
Michele Marie NehlsCitizens Securities, Inc.Cambridge Investment Research, Inc.07-31-2020
Michelle Marie RiesgoCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2020
Eric D WrightsCitizens Securities, Inc.J.P. Morgan Securities LLC07-15-2020
Jennifer Anne RonekerCitizens Securities, Inc.Morgan Stanley06-10-2020
James Douglas RichisonCitizens Securities, Inc.BCJ Capital Management06-10-2020
Shaunjoy Kumar SehanobishCitizens Securities, Inc.J.P. Morgan Securities LLC04-01-2020
Tom W BurchellCitizens Securities, Inc.Fidelity Personal and Workplace Advisors03-17-2020
Sol H ChalhoubCitizens Securities, Inc.PNC Investments02-18-2020
Michael Darren ElmoreCitizens Securities, Inc.Cetera Investment Services LLC01-21-2020
Daniel Louis HerzigCitizens Securities, Inc.VALIC Financial Advisors, Inc.12-16-2019
Michelle Lee HansenCitizens Securities, Inc.LPL Financial LLC12-09-2019
Jacob March SchaeferCitizens Securities, Inc.Key Investment Services LLC11-25-2019
Nathaniel RobertsCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2019
Jim Steiner MontgomeryCitizens Securities, Inc.MML Investors Services, LLC11-20-2019
Robert KishCitizens Securities, Inc.MML Investors Services, LLC10-31-2019
Angela Dawn BranardCitizens Securities, Inc.Woodmen Financial Services, Inc.09-13-2019
Dean RitzCitizens Securities, Inc.VALIC Financial Advisors, Inc.08-28-2019
Daniel Thomas BerzinskasCitizens Securities, Inc.W&S Brokerage Services, Inc.08-16-2019
Chelsea Ann GoldmanCitizens Securities, Inc.J.P. Morgan Securities LLC07-23-2019
Todd Robert ReynoldsCitizens Securities, Inc.W&S Brokerage Services, Inc.06-04-2019
Matthew E KallioCitizens Securities, Inc.PNC Investments11-08-2018
Daniel Joseph FradetteCitizens Securities, Inc.The Huntington Investment Company08-13-2018
John Michael GrossCitizens Securities, Inc.Fifth Third Securities, Inc.07-26-2018
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.