Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashok Shantappa Shendure, Rajanee Ashok ShendureCommonwealth Financial NetworkBds Financial Service Corporation$10007-06-2009
Ryan Edwin MickelsonCommonwealth Financial NetworkAmeriprise Financial Services, Inc.10-06-2009
Bart William LittleCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc$2503-05-2010
Michael James Baker, Shawn David BrunnerCommonwealth Financial NetworkCetera Advisor Networks LLC$2509-21-2011
Jonathan Scott MerckensCommonwealth Financial NetworkEquity Services, Inc.$2509-30-2011
Robert Lee Sponseller Jr.Commonwealth Financial NetworkLPL Financial LLC$5001-17-2012
Stewart Lee FlahertyCommonwealth Financial NetworkLPL Financial LLC$10005-16-2013
Kevin L. DavenportCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC11-01-2013
Kevin Richard Wichman, Brian Lawrence StephanCommonwealth Financial NetworkLPL Financial LLC08-18-2014
Bruce Alan NewellCommonwealth Financial NetworkLPL Financial LLC08-18-2014
Mark Robert FinneyCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.10-30-2015
Ronald Jacob ScharerCommonwealth Financial NetworkCetera Advisor Networks LLC$10005-25-2016
Danielle M. LandonCommonwealth Financial NetworkCetera Advisor Networks LLC05-25-2016
Aaron Brady GreenCommonwealth Financial NetworkJ.P. Morgan Institutional Investments Inc.07-18-2016
Eric Keith KingCommonwealth Financial NetworkSignator Investors, Inc.$5010-05-2016
Jennifer Elaine YeaterCommonwealth Financial NetworkSignator Investors, Inc.10-05-2016
Paul Edward Miller Jr.Commonwealth Financial NetworkRaymond James & Associates, Inc.$13010-21-2016
John Brent OffenburgerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$5005-01-2017
Ryan C. OldsCommonwealth Financial NetworkSecurities America, Inc.05-01-2017
Jeremy Michael BokCommonwealth Financial NetworkLPL Financial LLC01-26-2018
John Robert ForloineCommonwealth Financial NetworkNationwide Securities, LLC08-28-2018
Matthew T. CollinsCommonwealth Financial NetworkNationwide Securities, LLC10-17-2018

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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